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SOR

Source Capital

48 hedge funds and large institutions have $22.9M invested in Source Capital in 2016 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

4.47% less ownership

Funds ownership: 11.8%7.34% (-4.5%)

19% less funds holding

Funds holding: 5948 (-11)

55% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 20

66% less capital invested

Capital invested by funds: $67.7M → $22.9M (-$44.8M)

100% less funds holding in top 10

Funds holding in top 10: 30 (-3)

Holders
48
Holders Change
-11
Holders Change %
-18.64%
% of All Funds
1.28%
Holding in Top 10
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
New
9
Increased
16
Reduced
12
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$2.94M -$7.73M -129,271 -61%
PC
2
Pecaut & Co
Iowa
$2.21M +$3.71M +62,075 New
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$2.2M -$7.92M -132,560 -68%
MAA
4
Mraz Amerine & Associates
California
$2.07M +$481K +8,043 +16%
DA
5
Doliver Advisors
Texas
$1.9M +$757K +12,666 +31%
Bank of Nova Scotia
6
Bank of Nova Scotia
Ontario, Canada
$1.18M +$1.99M +33,223 New
Bank of America
7
Bank of America
North Carolina
$939K +$111K +1,865 +8%
LPL Financial
8
LPL Financial
California
$907K +$109K +1,824 +8%
Morgan Stanley
9
Morgan Stanley
New York
$729K -$4.62M -77,316 -79%
Cohen & Steers
10
Cohen & Steers
New York
$702K +$1.18M +19,697 New
Wells Fargo
11
Wells Fargo
California
$697K -$2.91M -48,596 -71%
CCM
12
Cohen Capital Management
California
$634K
RJA
13
Raymond James & Associates
Florida
$621K -$115K -1,924 -10%
FFA
14
First Foundation Advisors
California
$555K -$10.9K -182 -1%
LCM
15
Landscape Capital Management
New Jersey
$468K -$329K -5,497 -30%
SWP
16
Stratos Wealth Partners
Ohio
$443K +$215K +3,596 +41%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$373K +$181K +3,036 +41%
UBS Group
18
UBS Group
Switzerland
$364K +$96.2K +1,610 +19%
GC
19
Guggenheim Capital
Illinois
$360K +$101K +1,682 +20%
DADC
20
D.A. Davidson & Co
Montana
$346K +$6.52K +109 +1%
TC
21
TFS Capital
Pennsylvania
$239K +$402K +6,720 New
PAG
22
Private Advisor Group
New Jersey
$235K +$394K +6,597 New
HFS
23
HL Financial Services
Kentucky
$232K -$261K -4,370 -40%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$229K +$7.35K +123 +2%
LI
25
Lafayette Investments
Maryland
$219K +$2.21K +37 +0.6%

SOR Hedge Fund Activity: Q1 2016 in Review

48 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q1 2016, worth a combined $22.9M — down 66% from $67.7M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of SOR and 9 opened new positions — a net loss of 11 holders — while 12 trimmed existing stakes and 16 added.

The largest buyer was Pecaut & Co, opening a new position worth an estimated $3.71M. The largest seller was Thomas J. Herzfeld Advisors, cutting an estimated $7.92M.

  • 48 institutional investors held Source Capital (SOR) as of Q1 2016, down from 59 in Q4 2015.
  • Funds reported $22.9M of Source Capital stock for Q1 2016, down 66% quarter-over-quarter.
  • 9 funds opened new Source Capital positions in Q1 2016 and 20 closed out, a net change of -11 holders.
  • The largest Source Capital buyer in Q1 2016 was Pecaut & Co, an estimated $3.71M added.
  • The largest Source Capital seller in Q1 2016 was Thomas J. Herzfeld Advisors, an estimated $7.92M sold.

Based on aggregated 13F filings for Q1 2016.