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SOR

Source Capital

52 hedge funds and large institutions have $54.4M invested in Source Capital in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 12

24% more capital invested

Capital invested by funds: $43.9M → $54.4M (+$10.5M)

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

2% more funds holding

Funds holding: 5152 (+1)

1.96% more ownership

Funds ownership: 42.43%44.39% (+2%)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
52
Holders Change
+1
Holders Change %
+1.96%
% of All Funds
1.13%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
18
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$6.11M -$2.37M -67,435 -28%
Ameriprise
2
Ameriprise
Minnesota
$5.13M +$682K +19,371 +16%
SFS
3
Shaker Financial Services
Virginia
$4.18M +$3.01M +85,678 +281%
Wells Fargo
4
Wells Fargo
California
$3.66M +$1.52M +43,210 +74%
PC
5
Pecaut & Co
Iowa
$3.59M -$204K -5,796 -5%
CA
6
Cornerstone Advisors
North Carolina
$3.46M +$1.15M +32,598 +51%
Cohen & Steers
7
Cohen & Steers
New York
$2.65M
DADC
8
D.A. Davidson & Co
Montana
$2.46M +$113K +3,205 +5%
HighTower Advisors
9
HighTower Advisors
Illinois
$2.4M +$208K +5,901 +10%
IC
10
Intersect Capital
California
$2.4M
First Trust Advisors
11
First Trust Advisors
Illinois
$2.23M +$123K +3,486 +6%
MAA
12
Mraz Amerine & Associates
California
$2.04M -$79.5K -2,259 -4%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$1.94M -$161K -4,564 -8%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$1.66M +$1.37M +38,900 +538%
Bank of America
15
Bank of America
North Carolina
$1.44M +$44.9K +1,277 +3%
AIM
16
AMI Investment Management
Indiana
$1.34M +$117K +3,320 +10%
UBS Group
17
UBS Group
Switzerland
$1.18M -$551K -15,659 -32%
Morgan Stanley
18
Morgan Stanley
New York
$768K +$190K +5,396 +34%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$600K +$59.1K +1,681 +11%
WAM
20
Wolverine Asset Management
Illinois
$599K +$586K +16,658 New
GC
21
Guggenheim Capital
Illinois
$545K +$35.1K +997 +7%
LCM
22
Landscape Capital Management
New Jersey
$440K +$36.3K +1,032 +9%
BCM
23
Breiter Capital Management
Florida
$384K +$55.2K +1,568 +19%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$363K +$106 +3 +0%
CCM
25
Cohen Capital Management
California
$345K

SOR Hedge Fund Activity: Q1 2019 in Review

52 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q1 2019, worth a combined $54.4M — up 24% from $43.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SOR positions and 5 closed out — a net gain of 1 holder — while 18 added to existing stakes and 12 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $3.01M. The largest seller was Bulldog Investors, cutting an estimated $2.37M.

  • 52 institutional investors held Source Capital (SOR) as of Q1 2019, up from 51 in Q4 2018.
  • Funds reported $54.4M of Source Capital stock for Q1 2019, up 24% quarter-over-quarter.
  • 6 funds opened new Source Capital positions in Q1 2019 and 5 closed out, a net change of +1 holder.
  • The largest Source Capital buyer in Q1 2019 was Shaker Financial Services, an estimated $3.01M added.
  • The largest Source Capital seller in Q1 2019 was Bulldog Investors, an estimated $2.37M sold.

Based on aggregated 13F filings for Q1 2019.