SOR

Source Capital
SOR

Overview Fund Activity

56 hedge funds and large institutions have $60.1M invested in Source Capital in 2018 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
+1
Holders Change %
+1.82%
% of All Funds
1.28%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
7
Increased
18
Reduced
10
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CWM
Cornerstone Wealth Management
Missouri
$4.03M
2
SFS
Shaker Financial Services
Virginia
$8.95M
3
Ameriprise
Ameriprise
Minnesota
$3.92M
4
Cohen & Steers
Cohen & Steers
New York
$2.95M
5
Walleye Trading
Walleye Trading
New York
$1.2M

Top Sellers

1
Geode Capital Management
Geode Capital Management
Massachusetts
$0
2
MC
Matisse Capital
Oregon
$578K
3
BI
Bulldog Investors
New Jersey
$7.25M
4
SRC
Stone Run Capital
New York
$0
5
Bank of America
Bank of America
North Carolina
$1.57M
Name Holding Trade Value Shares
Change 		Shares
Change %
SFS
1
Shaker Financial Services
Virginia
$8.95M +$2.13M +53,646 +31%
BI
2
Bulldog Investors
New Jersey
$7.25M -$380K -9,548 -5%
PC
3
Pecaut & Co
Iowa
$4.94M +$142K +3,562 +3%
CWM
4
Cornerstone Wealth Management
Missouri
$4.03M +$4.03M +159,909 New
Ameriprise
5
Ameriprise
Minnesota
$3.92M +$1.08M +27,107 +38%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$3.29M -$7.51K -189 -0.2%
Cohen & Steers
7
Cohen & Steers
New York
$2.95M +$442K +11,056 +18%
First Trust Advisors
8
First Trust Advisors
Illinois
$2.45M +$279K +7,022 +13%
IC
9
Intersect Capital
California
$2.4M – – –
MAA
10
Mraz Amerine & Associates
California
$2.36M +$72.9K +1,833 +3%
DADC
11
D.A. Davidson & Co
Montana
$2.29M +$122K +3,058 +6%
CA
12
Cornerstone Advisors
North Carolina
$2.27M +$166K +4,147 +8%
HighTower Advisors
13
HighTower Advisors
Illinois
$1.78M +$129K +3,240 +8%
Bank of America
14
Bank of America
North Carolina
$1.57M -$184K -4,619 -10%
UBS Group
15
UBS Group
Switzerland
$1.55M +$219K +5,523 +16%
Walleye Trading
16
Walleye Trading
New York
$1.2M +$379K +9,541 +46%
AIM
17
AMI Investment Management
Indiana
$985K +$127K +3,200 +15%
GC
18
Guggenheim Capital
Illinois
$631K +$69.7K +1,741 +12%
MC
19
Matisse Capital
Oregon
$578K -$439K -11,054 -43%
Wells Fargo
20
Wells Fargo
California
$518K -$95.6K -2,405 -16%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$397K +$119 +3 +0%
BCM
22
Breiter Capital Management
Florida
$383K – – –
CCM
23
Cohen Capital Management
California
$381K – – –
SWP
24
Stratos Wealth Partners
Ohio
$328K -$9.75K -245 -3%
Morgan Stanley
25
Morgan Stanley
New York
$273K +$5.25K +132 +2%
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