SOR

Source Capital
SOR

Overview Fund Activity

52 hedge funds and large institutions have $34.4M invested in Source Capital in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 3 closing their positions.

Holders
52
Holders Change
+6
Holders Change %
+13.04%
% of All Funds
1.3%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
16
Reduced
13
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
1
Matisse Capital
Oregon
$2.77M
2
Geode Capital Management
2
Geode Capital Management
Massachusetts
$1.86M
3
LCM
3
Landscape Capital Management
New Jersey
$2.44M
4
MIG
4
Mariner Investment Group
New York
$1.81M
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$1.8M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$227K
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$0
3
Wells Fargo
3
Wells Fargo
California
$304K
4
Creative Planning
4
Creative Planning
Kansas
$30K
5
GC
5
Guggenheim Capital
Illinois
$339K
Name Market Value Shares Shares
Change 		Shares
Change %
SFS
1
Shaker Financial Services
Virginia
$3.1M 86,272 +21,434 +33%
MC
2
Matisse Capital
Oregon
$2.77M 76,927 +76,927 New
LCM
3
Landscape Capital Management
New Jersey
$2.44M 67,819 +50,669 +295%
MAA
4
Mraz Amerine & Associates
California
$2.26M 62,805 +3,936 +7%
PC
5
Pecaut & Co
Iowa
$2.05M 57,065 +4,559 +9%
CRC
6
Curi RMB Capital
Illinois
$1.91M 53,123 +27,449 +107%
Cohen & Steers
7
Cohen & Steers
New York
$1.9M 52,799 +2,523 +5%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$1.86M 51,780 +51,780 New
MIG
9
Mariner Investment Group
New York
$1.81M 50,200 +50,200 New
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$1.8M 50,048 +50,048 New
Citigroup
11
Citigroup
New York
$1.58M 43,843 +10,807 +33%
First Trust Advisors
12
First Trust Advisors
Illinois
$1.31M 36,301 +8,135 +29%
Bank of America
13
Bank of America
North Carolina
$1.23M 34,094 +8,527 +33%
CA
14
Cornerstone Advisors
North Carolina
$1.04M 28,938 +28,938 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$848K 23,602 +1,050 +5%
DADC
16
D.A. Davidson & Co
Montana
$839K 23,342 +9,702 +71%
Invesco
17
Invesco
Georgia
$533K 14,832 -735 -5%
UBS Group
18
UBS Group
Switzerland
$468K 13,010 +3,121 +32%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$461K 12,830 +23 +0.2%
AIM
20
AMI Investment Management
Indiana
$407K 11,323 – –
LPL Financial
21
LPL Financial
California
$377K 10,451 -952 -8%
CCM
22
Cohen Capital Management
California
$344K 9,574 – –
GC
23
Guggenheim Capital
Illinois
$339K 9,442 -1,779 -16%
SWP
24
Stratos Wealth Partners
Ohio
$327K 9,104 -773 -8%
Wells Fargo
25
Wells Fargo
California
$304K 8,452 -6,293 -43%
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