SOR

Source Capital
SOR

Overview Fund Activity

33 hedge funds and large institutions have $88.5M invested in Source Capital in 2021 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 7 closing their positions.

Holders
33
Holders Change
-5
Holders Change %
-13.16%
% of All Funds
0.58%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
2
Increased
16
Reduced
8
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$35.7M
2
BI
2
Bulldog Investors
New Jersey
$9.69M
3
LGWM
3
Litman Gregory Wealth Management
California
$3.12M
4
SFS
4
Shaker Financial Services
Virginia
$4.35M
5
First Trust Advisors
5
First Trust Advisors
Illinois
$3.6M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$5.07M
2
Wells Fargo
2
Wells Fargo
California
$1.93M
3
Millennium Management
3
Millennium Management
New York
$0
4
BCM
4
Breiter Capital Management
Florida
$0
5
AA
5
AQR Arbitrage
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$35.7M 815,029 +49,020 +6%
BI
2
Bulldog Investors
New Jersey
$9.69M 221,586 +24,793 +13%
Ameriprise
3
Ameriprise
Minnesota
$6.64M 151,779 +2,328 +2%
RCM
4
Rivernorth Capital Management
Florida
$5.07M 115,867 -83,153 -42%
SFS
5
Shaker Financial Services
Virginia
$4.35M 99,433 +6,922 +7%
First Trust Advisors
6
First Trust Advisors
Illinois
$3.6M 82,229 +2,962 +4%
DADC
7
D.A. Davidson & Co
Montana
$3.32M 75,877 +2,347 +3%
LGWM
8
Litman Gregory Wealth Management
California
$3.12M 71,232 +7,770 +12%
PC
9
Pecaut & Co
Iowa
$2.97M 67,866 -2,455 -3%
AIM
10
AMI Investment Management
Indiana
$2.5M 57,126 +405 +0.7%
Bank of America
11
Bank of America
North Carolina
$2.1M 47,877 -1,039 -2%
Wells Fargo
12
Wells Fargo
California
$1.93M 44,138 -12,146 -22%
MAA
13
Mraz Amerine & Associates
California
$1.51M 34,574 -3,513 -9%
Morgan Stanley
14
Morgan Stanley
New York
$1.4M 31,889 +1,158 +4%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$904K 20,652 +655 +3%
PAS
16
Park Avenue Securities
New York
$901K 20,593 +694 +3%
HighTower Advisors
17
HighTower Advisors
Illinois
$768K 17,563 +608 +4%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$456K 10,415 -3,488 -25%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$429K 9,784 – –
Osaic Holdings
20
Osaic Holdings
Arizona
$296K 6,779 +716 +12%
GC
21
Guggenheim Capital
Illinois
$261K 5,967 -32 -0.5%
UBS Group
22
UBS Group
Switzerland
$176K 4,031 -119 -3%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$176K 4,002 +742 +23%
First Manhattan
24
First Manhattan
New York
$67K 1,543 +1,293 +517%
Lazard Asset Management
25
Lazard Asset Management
New York
$53K 1,227 – –
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