SOR

Source Capital
SOR

Overview Fund Activity

51 hedge funds and large institutions have $43.9M invested in Source Capital in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
-7
Holders Change %
-12.07%
% of All Funds
1.14%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
4
Increased
14
Reduced
17
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
$1.91M
2
HighTower Advisors
HighTower Advisors
Illinois
$1.98M
3
LCM
Landscape Capital Management
New Jersey
$365K
4
RJFSA
Raymond James Financial Services Advisors
Florida
$487K
5
Morgan Stanley
Morgan Stanley
New York
$519K

Top Sellers

1
SFS
Shaker Financial Services
Virginia
$994K
2
CWM
Cornerstone Wealth Management
Missouri
$0
3
Walleye Trading
Walleye Trading
New York
$247K
4
TJHA
Thomas J. Herzfeld Advisors
Florida
$1.9M
5
WAM
Wolverine Asset Management
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BI
1
Bulldog Investors
New Jersey
$7.72M +$210K +6,464 +3%
Ameriprise
2
Ameriprise
Minnesota
$4.01M +$283K +8,699 +8%
PC
3
Pecaut & Co
Iowa
$3.44M -$445K -13,684 -11%
IC
4
Intersect Capital
California
$2.4M – – –
Cohen & Steers
5
Cohen & Steers
New York
$2.4M – – –
DADC
6
D.A. Davidson & Co
Montana
$2.12M +$162K +4,968 +8%
CA
7
Cornerstone Advisors
North Carolina
$2.07M -$356K -10,940 -15%
HighTower Advisors
8
HighTower Advisors
Illinois
$1.98M +$485K +14,906 +32%
MAA
9
Mraz Amerine & Associates
California
$1.92M -$34.2K -1,051 -2%
Wells Fargo
10
Wells Fargo
California
$1.91M +$1.47M +45,021 +333%
First Trust Advisors
11
First Trust Advisors
Illinois
$1.9M -$153K -4,692 -7%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$1.9M -$748K -22,992 -28%
UBS Group
13
UBS Group
Switzerland
$1.58M +$2.67K +82 +0.2%
Bank of America
14
Bank of America
North Carolina
$1.26M -$14.2K -435 -1%
AIM
15
AMI Investment Management
Indiana
$1.1M +$270K +8,290 +32%
SFS
16
Shaker Financial Services
Virginia
$994K -$7.34M -225,351 -88%
Morgan Stanley
17
Morgan Stanley
New York
$519K +$311K +9,557 +150%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$487K +$316K +9,714 +185%
GC
19
Guggenheim Capital
Illinois
$460K -$28.6K -878 -6%
LCM
20
Landscape Capital Management
New Jersey
$365K +$365K +11,199 New
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$327K +$1.4K +43 +0.4%
CCM
22
Cohen Capital Management
California
$312K – – –
BCM
23
Breiter Capital Management
Florida
$262K – – –
WAM
24
Weiss Asset Management
Massachusetts
$261K +$261K +8,021 New
FAIM
25
Financial Advocates Investment Management
Washington
$259K – – –
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