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SOR

Source Capital

32 hedge funds and large institutions have $76.7M invested in Source Capital in 2021 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.33% more ownership

Funds ownership: 20.27%20.6% (+0.33%)

0% more capital invested

Capital invested by funds: $76.7M → $76.7M (+$62.7K)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 11

16% less funds holding

Funds holding: 3832 (-6)

67% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 9

Holders
32
Holders Change
-6
Holders Change %
-15.79%
% of All Funds
0.56%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
3
Increased
11
Reduced
11
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$36.4M
SFS
2
Shaker Financial Services
Virginia
$6.18M -$319K -7,026 -5%
Ameriprise
3
Ameriprise
Minnesota
$6M -$789K -17,379 -11%
LGWM
4
Litman Gregory Wealth Management
California
$4.08M +$3.97M +87,286 +2,144%
First Trust Advisors
5
First Trust Advisors
Illinois
$3.97M +$123K +2,706 +3%
DADC
6
D.A. Davidson & Co
Montana
$3.44M -$7.31K -161 -0.2%
PC
7
Pecaut & Co
Iowa
$2.79M -$250K -5,497 -8%
Wells Fargo
8
Wells Fargo
California
$2.18M +$302K +6,644 +16%
Bank of America
9
Bank of America
North Carolina
$2.1M +$303K +6,660 +17%
Morgan Stanley
10
Morgan Stanley
New York
$1.88M +$429K +9,434 +29%
MAA
11
Mraz Amerine & Associates
California
$1.42M -$51.7K -1,139 -3%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.01M +$56.5K +1,243 +6%
PAS
13
Park Avenue Securities
New York
$998K +$55.1K +1,212 +6%
AIM
14
Anchor Investment Management
South Carolina
$864K +$184K +4,042 +26%
FAIM
15
Financial Advocates Investment Management
Washington
$649K +$583K +12,844 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$464K -$363 -8 -0.1%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$437K
US Bancorp
18
US Bancorp
Minnesota
$335K +$309K +6,800 +950%
Osaic Holdings
19
Osaic Holdings
Arizona
$305K +$2.63K +58 +0.9%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$298K +$22.9K +505 +8%
HighTower Advisors
21
HighTower Advisors
Illinois
$282K -$84.8K -1,866 -23%
GC
22
Guggenheim Capital
Illinois
$237K -$15.9K -351 -6%
UBS Group
23
UBS Group
Switzerland
$170K -$21.3K -468 -11%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$101K -$63.8K -1,405 -38%
First Manhattan
25
First Manhattan
New York
$68K

SOR Hedge Fund Activity: Q3 2021 in Review

32 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q3 2021, worth a combined $76.7M — up 0.08% from $76.7M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of SOR and 3 opened new positions — a net loss of 6 holders — while 11 trimmed existing stakes and 11 added.

The largest buyer was Litman Gregory Wealth Management, adding an estimated $3.97M. The largest seller was AMI Investment Management, exiting entirely with an estimated $2.59M sold.

  • 32 institutional investors held Source Capital (SOR) as of Q3 2021, down from 38 in Q2 2021.
  • Funds reported $76.7M of Source Capital stock for Q3 2021, up 0.08% quarter-over-quarter.
  • 3 funds opened new Source Capital positions in Q3 2021 and 9 closed out, a net change of -6 holders.
  • The largest Source Capital buyer in Q3 2021 was Litman Gregory Wealth Management, an estimated $3.97M added.
  • The largest Source Capital seller in Q3 2021 was AMI Investment Management, an estimated $2.59M sold.

Based on aggregated 13F filings for Q3 2021.