SOR

Source Capital
SOR

Overview Fund Activity

31 hedge funds and large institutions have $76.7M invested in Source Capital in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 9 closing their positions.

Holders
31
Holders Change
-7
Holders Change %
-18.42%
% of All Funds
0.54%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
2
Increased
11
Reduced
11
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LGWM
1
Litman Gregory Wealth Management
California
$4.08M
2
FAIM
2
Financial Advocates Investment Management
Washington
$649K
3
Morgan Stanley
3
Morgan Stanley
New York
$1.88M
4
US Bancorp
4
US Bancorp
Minnesota
$335K
5
Bank of America
5
Bank of America
North Carolina
$2.1M

Top Sellers

1
AIM
1
AMI Investment Management
Indiana
$0
2
Ameriprise
2
Ameriprise
Minnesota
$6M
3
SFS
3
Shaker Financial Services
Virginia
$6.18M
4
Walleye Trading
4
Walleye Trading
New York
$0
5
PC
5
Pecaut & Co
Iowa
$2.79M
Name Market Value Shares Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$36.4M 814,742 – –
SFS
2
Shaker Financial Services
Virginia
$6.18M 138,562 -7,026 -5%
Ameriprise
3
Ameriprise
Minnesota
$6M 134,384 -17,379 -11%
LGWM
4
Litman Gregory Wealth Management
California
$4.08M 91,357 +87,286 +2,144%
First Trust Advisors
5
First Trust Advisors
Illinois
$3.97M 88,880 +2,706 +3%
DADC
6
D.A. Davidson & Co
Montana
$3.44M 77,090 -161 -0.2%
PC
7
Pecaut & Co
Iowa
$2.79M 62,401 -5,497 -8%
Wells Fargo
8
Wells Fargo
California
$2.18M 48,826 +6,644 +16%
Bank of America
9
Bank of America
North Carolina
$2.1M 46,938 +6,660 +17%
Morgan Stanley
10
Morgan Stanley
New York
$1.88M 42,115 +9,434 +29%
MAA
11
Mraz Amerine & Associates
California
$1.42M 31,862 -1,139 -3%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.01M 22,683 +1,243 +6%
PAS
13
Park Avenue Securities
New York
$998K 22,362 +1,212 +6%
AIM
14
Anchor Investment Management
South Carolina
$864K 19,353 +4,042 +26%
FAIM
15
Financial Advocates Investment Management
Washington
$649K 12,844 +12,844 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$464K 10,407 -8 -0.1%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$437K 9,784 – –
US Bancorp
18
US Bancorp
Minnesota
$335K 7,516 +6,800 +950%
Osaic Holdings
19
Osaic Holdings
Arizona
$305K 6,846 +58 +0.9%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$298K 6,667 +505 +8%
HighTower Advisors
21
HighTower Advisors
Illinois
$282K 6,420 -1,866 -23%
GC
22
Guggenheim Capital
Illinois
$237K 5,304 -351 -6%
UBS Group
23
UBS Group
Switzerland
$170K 3,817 -468 -11%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$101K 2,258 -1,405 -38%
First Manhattan
25
First Manhattan
New York
$68K 1,543 – –
1
2