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SOR

Source Capital

35 hedge funds and large institutions have $75.6M invested in Source Capital in 2020 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more capital invested

Capital invested by funds: $61.4M → $75.6M (+$14.2M)

2.33% more ownership

Funds ownership: 21.85%24.18% (+2.3%)

0% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 12

27% less funds holding

Funds holding: 4835 (-13)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

87% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 15

Holders
35
Holders Change
-13
Holders Change %
-27.08%
% of All Funds
0.71%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
2
Increased
12
Reduced
12
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$24.4M +$17.5M +483,823 +272%
RCM
2
Rivernorth Capital Management
Florida
$13.5M +$1.17M +32,263 +10%
BI
3
Bulldog Investors
New Jersey
$7.31M -$10.9K -300 -0.2%
Ameriprise
4
Ameriprise
Minnesota
$5.56M -$103K -2,852 -2%
First Trust Advisors
5
First Trust Advisors
Illinois
$2.99M +$26.3K +726 +0.9%
Wells Fargo
6
Wells Fargo
California
$2.98M -$1.63M -44,963 -36%
DADC
7
D.A. Davidson & Co
Montana
$2.73M +$2.64K +73 +0.1%
PC
8
Pecaut & Co
Iowa
$2.71M -$86.6K -2,394 -3%
AIM
9
AMI Investment Management
Indiana
$2.03M +$59.2K +1,635 +3%
Bank of America
10
Bank of America
North Carolina
$1.8M +$148K +4,091 +9%
MAA
11
Mraz Amerine & Associates
California
$1.48M -$184K -5,075 -11%
LGWM
12
Litman Gregory Wealth Management
California
$1.4M +$1.37M +37,858 New
Morgan Stanley
13
Morgan Stanley
New York
$1.17M +$79K +2,183 +7%
HighTower Advisors
14
HighTower Advisors
Illinois
$833K -$111K -3,061 -12%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$693K +$68.2K +1,884 +11%
PAS
16
Park Avenue Securities
New York
$689K +$68K +1,879 +11%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$526K +$3.62K +100 +0.7%
AA
18
AQR Arbitrage
Connecticut
$367K -$12.2K -337 -3%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$361K
CCM
20
Cohen Capital Management
California
$353K
BS
21
Boenning & Scattergood
Pennsylvania
$292K +$15.3K +422 +6%
BCM
22
Breiter Capital Management
Florida
$245K
GC
23
Guggenheim Capital
Illinois
$226K -$23.1K -639 -9%
FAIM
24
Financial Advocates Investment Management
Washington
$213K -$45.4K -1,255 -18%
Osaic Holdings
25
Osaic Holdings
Arizona
$208K -$12.6K -347 -6%

SOR Hedge Fund Activity: Q3 2020 in Review

35 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q3 2020, worth a combined $75.6M — up 23% from $61.4M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of SOR and 2 opened new positions — a net loss of 13 holders — while 12 trimmed existing stakes and 12 added.

The largest buyer was Saba Capital Management, adding an estimated $17.5M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $3.53M sold.

  • 35 institutional investors held Source Capital (SOR) as of Q3 2020, down from 48 in Q2 2020.
  • Funds reported $75.6M of Source Capital stock for Q3 2020, up 23% quarter-over-quarter.
  • 2 funds opened new Source Capital positions in Q3 2020 and 15 closed out, a net change of -13 holders.
  • The largest Source Capital buyer in Q3 2020 was Saba Capital Management, an estimated $17.5M added.
  • The largest Source Capital seller in Q3 2020 was Shaker Financial Services, an estimated $3.53M sold.

Based on aggregated 13F filings for Q3 2020.