SOR

Source Capital
SOR

Overview Fund Activity

35 hedge funds and large institutions have $75.6M invested in Source Capital in 2020 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
-13
Holders Change %
-27.08%
% of All Funds
0.71%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
2
Increased
12
Reduced
12
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
$24.4M
2
LGWM
Litman Gregory Wealth Management
California
$1.4M
3
RCM
Rivernorth Capital Management
Florida
$13.5M
4
Bank of America
Bank of America
North Carolina
$1.8M
5
Morgan Stanley
Morgan Stanley
New York
$1.17M

Top Sellers

1
SFS
Shaker Financial Services
Virginia
$0
2
CA
Cornerstone Advisors
North Carolina
$0
3
Wells Fargo
Wells Fargo
California
$2.98M
4
TJHA
Thomas J. Herzfeld Advisors
Florida
$0
5
Walleye Capital
Walleye Capital
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$24.4M +$17.8M +483,823 +272%
RCM
2
Rivernorth Capital Management
Florida
$13.5M +$1.19M +32,263 +10%
BI
3
Bulldog Investors
New Jersey
$7.31M -$11.1K -300 -0.2%
Ameriprise
4
Ameriprise
Minnesota
$5.56M -$105K -2,852 -2%
First Trust Advisors
5
First Trust Advisors
Illinois
$2.99M +$26.8K +726 +0.9%
Wells Fargo
6
Wells Fargo
California
$2.98M -$1.66M -44,963 -36%
DADC
7
D.A. Davidson & Co
Montana
$2.73M +$2.69K +73 +0.1%
PC
8
Pecaut & Co
Iowa
$2.71M -$88.2K -2,394 -3%
AIM
9
AMI Investment Management
Indiana
$2.03M +$60.2K +1,635 +3%
Bank of America
10
Bank of America
North Carolina
$1.8M +$151K +4,091 +9%
MAA
11
Mraz Amerine & Associates
California
$1.48M -$187K -5,075 -11%
LGWM
12
Litman Gregory Wealth Management
California
$1.4M +$1.4M +37,858 New
Morgan Stanley
13
Morgan Stanley
New York
$1.17M +$80.5K +2,183 +7%
HighTower Advisors
14
HighTower Advisors
Illinois
$833K -$113K -3,061 -12%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$693K +$69.4K +1,884 +11%
PAS
16
Park Avenue Securities
New York
$689K +$69.3K +1,879 +11%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$526K +$3.68K +100 +0.7%
AA
18
AQR Arbitrage
Connecticut
$367K -$12.4K -337 -3%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$361K – – –
CCM
20
Cohen Capital Management
California
$353K – – –
BS
21
Boenning & Scattergood
Pennsylvania
$292K +$15.5K +422 +6%
BCM
22
Breiter Capital Management
Florida
$245K – – –
GC
23
Guggenheim Capital
Illinois
$226K -$23.5K -639 -9%
FAIM
24
Financial Advocates Investment Management
Washington
$213K -$46.2K -1,255 -18%
Osaic Holdings
25
Osaic Holdings
Arizona
$208K -$12.7K -347 -6%
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