SOR

Source Capital
SOR

Overview Fund Activity

61 hedge funds and large institutions have $45.6M invested in Source Capital in 2014 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 11 reducing their positions, and 2 closing their positions.

Holders
61
Holders Change
+4
Holders Change %
+7.02%
% of All Funds
1.63%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
10
Increased
22
Reduced
11
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Weiss Asset Management
Massachusetts
$1.59M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.45M
3
KIM
3
Karpus Investment Management
New York
$2.25M
4
CA
4
Cornerstone Advisors
North Carolina
$1.15M
5
1CP
5
1607 Capital Partners
Virginia
$340K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$2.08M
2
SFS
2
Shaker Financial Services
Virginia
$1.51M
3
CAN
3
Cetera Advisor Networks
California
$0
4
First Manhattan
4
First Manhattan
New York
$239K
5
Wells Fargo
5
Wells Fargo
California
$5.74M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.45M 90,377 +19,866 +28%
Wells Fargo
2
Wells Fargo
California
$5.74M 80,399 -2,383 -3%
MAA
3
Mraz Amerine & Associates
California
$3.48M 48,782 +1,622 +3%
First Trust Advisors
4
First Trust Advisors
Illinois
$2.58M 36,081 +2,547 +8%
KIM
5
Karpus Investment Management
New York
$2.25M 31,446 +8,183 +35%
WAM
6
Wolverine Asset Management
Illinois
$2.08M 29,106 -21,177 -42%
WAM
7
Weiss Asset Management
Massachusetts
$1.59M 21,987 +21,987 New
SFS
8
Shaker Financial Services
Virginia
$1.51M 21,182 -17,891 -46%
1832 Asset Management
9
1832 Asset Management
Ontario, Canada
$1.44M 20,000 – –
RJA
10
Raymond James & Associates
Florida
$1.24M 17,329 -1,362 -7%
CA
11
Cornerstone Advisors
North Carolina
$1.15M 16,000 +4,845 +43%
DADC
12
D.A. Davidson & Co
Montana
$992K 13,895 +1,248 +10%
UBS Group
13
UBS Group
Switzerland
$992K 13,897 +13,897 New
SRC
14
Stone Run Capital
New York
$988K 15,200 – –
Bank of America
15
Bank of America
North Carolina
$903K 12,644 -726 -5%
LPL Financial
16
LPL Financial
California
$900K 12,602 +1,524 +14%
FFA
17
First Foundation Advisors
California
$867K 12,147 +1,247 +11%
AQR Capital Management
18
AQR Capital Management
Connecticut
$820K 11,480 +4,375 +62%
HFS
19
HL Financial Services
Kentucky
$713K 9,980 – –
FC
20
Fiduciary Counselling
Minnesota
$709K 9,924 +9,924 New
CCM
21
Cohen Capital Management
California
$684K 9,574 – –
B
22
Baird
Wisconsin
$639K 8,946 +809 +10%
Goldman Sachs
23
Goldman Sachs
New York
$617K 8,645 -2,300 -21%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$582K 8,149 +303 +4%
SG Americas Securities
25
SG Americas Securities
New York
$565K 7,840 +2,967 +61%
1
2 3