SOR

Source Capital
SOR

Overview Fund Activity

52 hedge funds and large institutions have $38.1M invested in Source Capital in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 15 reducing their positions, and 3 closing their positions.

Holders
52
Holders Change
+3
Holders Change %
+6.12%
% of All Funds
1.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
17
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$1.96M
2
Morgan Stanley
2
Morgan Stanley
New York
$4.15M
3
1832 Asset Management
3
1832 Asset Management
Ontario, Canada
$1.4M
4
KIM
4
Karpus Investment Management
New York
$678K
5
SFS
5
Shaker Financial Services
Virginia
$2.97M

Top Sellers

1
HSBC Holdings
1
HSBC Holdings
United Kingdom
$0
2
Goldman Sachs
2
Goldman Sachs
New York
$1.22M
3
TC
3
TFS Capital
Pennsylvania
$0
4
CAN
4
Cetera Advisor Networks
California
$1.33M
5
LPL Financial
5
LPL Financial
California
$668K
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$5.27M 75,266 +5,374 +8%
Morgan Stanley
2
Morgan Stanley
New York
$4.15M 59,328 +10,175 +21%
SFS
3
Shaker Financial Services
Virginia
$2.97M 42,403 +8,362 +25%
MAA
4
Mraz Amerine & Associates
California
$2.73M 39,016 -695 -2%
First Trust Advisors
5
First Trust Advisors
Illinois
$2.33M 33,275 +2,365 +8%
WAM
6
Wolverine Asset Management
Illinois
$1.96M 27,965 +25,940 +1,281%
RJA
7
Raymond James & Associates
Florida
$1.84M 26,240 -474 -2%
1832 Asset Management
8
1832 Asset Management
Ontario, Canada
$1.4M 20,000 +10,000 +100%
CAN
9
Cetera Advisor Networks
California
$1.33M 19,063 -1,075 -5%
Goldman Sachs
10
Goldman Sachs
New York
$1.22M 17,426 -8,210 -32%
SRC
11
Stone Run Capital
New York
$1.06M 15,200 – –
U
12
UBS
Switzerland
$1.05M 15,058 -116 -0.8%
DADC
13
D.A. Davidson & Co
Montana
$860K 12,291 +5 +0%
HFS
14
HL Financial Services
Kentucky
$712K 10,180 +200 +2%
KIM
15
Karpus Investment Management
New York
$678K 9,692 +9,692 New
Bank of America
16
Bank of America
North Carolina
$674K 9,633 -337 -3%
CCM
17
Cohen Capital Management
California
$670K 9,574 – –
LPL Financial
18
LPL Financial
California
$668K 9,540 -1,038 -10%
FFA
19
First Foundation Advisors
California
$614K 8,781 +17 +0.2%
B
20
Baird
Wisconsin
$575K 8,221 +119 +1%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$541K 7,725 +19 +0.2%
LI
22
Lafayette Investments
Maryland
$389K 5,564 +64 +1%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$361K 5,152 +245 +5%
KFS
24
KMS Financial Services
Washington
$350K 5,000 -109 -2%
SG Americas Securities
25
SG Americas Securities
New York
$345K 4,923 – –
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