SOR

Source Capital
SOR

Overview Fund Activity

59 hedge funds and large institutions have $67.7M invested in Source Capital in 2015 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 6 closing their positions.

Holders
59
Holders Change
+12
Holders Change %
+25.53%
% of All Funds
1.55%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.08%
New
18
Increased
12
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
1
Bulldog Investors
New Jersey
$14M
2
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$12.9M
3
DA
3
Doliver Advisors
Texas
$2.69M
4
LCM
4
Landscape Capital Management
New Jersey
$1.23M
5
RCM
5
Rivernorth Capital Management
Florida
$975K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$6.48M
2
RJA
2
Raymond James & Associates
Florida
$1.28M
3
1832 Asset Management
3
1832 Asset Management
Ontario, Canada
$0
4
Wells Fargo
4
Wells Fargo
California
$4.52M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BI
1
Bulldog Investors
New Jersey
$14M 211,833 +211,833 New
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$12.9M 194,346 +191,926 +7,931%
Morgan Stanley
3
Morgan Stanley
New York
$6.48M 97,771 -28,287 -22%
Wells Fargo
4
Wells Fargo
California
$4.52M 68,156 -20,430 -23%
MAA
5
Mraz Amerine & Associates
California
$3.32M 50,068 -895 -2%
DA
6
Doliver Advisors
Texas
$2.69M 40,590 +40,590 New
First Trust Advisors
7
First Trust Advisors
Illinois
$2.17M 32,704 -1,853 -5%
Bank of America
8
Bank of America
North Carolina
$1.63M 24,519 +9,096 +59%
LPL Financial
9
LPL Financial
California
$1.55M 23,539 +11,849 +101%
MC
10
Matisse Capital
Oregon
$1.43M 21,529 +21,529 New
RJA
11
Raymond James & Associates
Florida
$1.28M 19,355 -22,365 -54%
LCM
12
Landscape Capital Management
New Jersey
$1.23M 18,628 +18,628 New
FFA
13
First Foundation Advisors
California
$1.04M 15,759 -336 -2%
RCM
14
Rivernorth Capital Management
Florida
$975K 14,720 +14,720 New
SRC
15
Stone Run Capital
New York
$908K 13,700 – –
SG Americas Securities
16
SG Americas Securities
New York
$828K 12,490 +12,490 New
HFS
17
HL Financial Services
Kentucky
$721K 10,875 +720 +7%
SFS
18
Shaker Financial Services
Virginia
$710K 10,719 +10,719 New
WAM
19
Weiss Asset Management
Massachusetts
$653K 9,853 +9,853 New
DADC
20
D.A. Davidson & Co
Montana
$637K 9,626 -7,958 -45%
CCM
21
Cohen Capital Management
California
$634K 9,574 – –
SWP
22
Stratos Wealth Partners
Ohio
$586K 8,843 +36 +0.4%
UBS Group
23
UBS Group
Switzerland
$571K 8,616 -11,089 -56%
GC
24
Guggenheim Capital
Illinois
$559K 8,437 +8,437 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$492K 7,430 +456 +7%
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