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SOR

Source Capital

59 hedge funds and large institutions have $67.7M invested in Source Capital in 2015 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

200% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 6

73% more capital invested

Capital invested by funds: $39M → $67.7M (+$28.7M)

26% more funds holding

Funds holding: 4759 (+12)

5.15% more ownership

Funds ownership: 6.65%11.8% (+5.1%)

8% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 13

Holders
59
Holders Change
+12
Holders Change %
+25.53%
% of All Funds
1.55%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.08%
New
18
Increased
12
Reduced
13
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$14M +$14.4M +211,833 New
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$12.9M +$13.1M +191,926 +7,931%
Morgan Stanley
3
Morgan Stanley
New York
$6.48M -$1.93M -28,287 -22%
Wells Fargo
4
Wells Fargo
California
$4.52M -$1.39M -20,430 -23%
MAA
5
Mraz Amerine & Associates
California
$3.32M -$60.9K -895 -2%
DA
6
Doliver Advisors
Texas
$2.69M +$2.76M +40,590 New
First Trust Advisors
7
First Trust Advisors
Illinois
$2.17M -$126K -1,853 -5%
Bank of America
8
Bank of America
North Carolina
$1.63M +$619K +9,096 +59%
LPL Financial
9
LPL Financial
California
$1.55M +$807K +11,849 +101%
MC
10
Matisse Capital
Oregon
$1.43M +$1.47M +21,529 New
RJA
11
Raymond James & Associates
Florida
$1.28M -$1.52M -22,365 -54%
LCM
12
Landscape Capital Management
New Jersey
$1.23M +$1.27M +18,628 New
FFA
13
First Foundation Advisors
California
$1.04M -$22.9K -336 -2%
RCM
14
Rivernorth Capital Management
Florida
$975K +$1M +14,720 New
SRC
15
Stone Run Capital
New York
$908K
SG Americas Securities
16
SG Americas Securities
New York
$828K +$850K +12,490 New
HFS
17
HL Financial Services
Kentucky
$721K +$49K +720 +7%
SFS
18
Shaker Financial Services
Virginia
$710K +$730K +10,719 New
WAM
19
Weiss Asset Management
Massachusetts
$653K +$671K +9,853 New
DADC
20
D.A. Davidson & Co
Montana
$637K -$542K -7,958 -45%
CCM
21
Cohen Capital Management
California
$634K
SWP
22
Stratos Wealth Partners
Ohio
$586K +$2.45K +36 +0.4%
UBS Group
23
UBS Group
Switzerland
$571K -$755K -11,089 -56%
GC
24
Guggenheim Capital
Illinois
$559K +$574K +8,437 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$492K +$31K +456 +7%

SOR Hedge Fund Activity: Q4 2015 in Review

59 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q4 2015, worth a combined $67.7M — up 73% from $39M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new SOR positions and 6 closed out — a net gain of 12 holders — while 12 added to existing stakes and 13 trimmed.

The largest buyer was Bulldog Investors, opening a new position worth an estimated $14.4M. The largest seller was Morgan Stanley, cutting an estimated $1.93M.

  • 59 institutional investors held Source Capital (SOR) as of Q4 2015, up from 47 in Q3 2015.
  • Funds reported $67.7M of Source Capital stock for Q4 2015, up 73% quarter-over-quarter.
  • 18 funds opened new Source Capital positions in Q4 2015 and 6 closed out, a net change of +12 holders.
  • The largest Source Capital buyer in Q4 2015 was Bulldog Investors, an estimated $14.4M added.
  • The largest Source Capital seller in Q4 2015 was Morgan Stanley, an estimated $1.93M sold.

Based on aggregated 13F filings for Q4 2015.