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SOR

Source Capital

58 hedge funds and large institutions have $66.9M invested in Source Capital in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 22 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 12

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

11% more capital invested

Capital invested by funds: $60.1M → $66.9M (+$6.82M)

4% more funds holding

Funds holding: 5658 (+2)

1.85% more ownership

Funds ownership: 45.14%46.98% (+1.8%)

Holders
58
Holders Change
+2
Holders Change %
+3.57%
% of All Funds
1.33%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
7
Increased
22
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFS
1
Shaker Financial Services
Virginia
$10.3M +$1.24M +30,705 +14%
BI
2
Bulldog Investors
New Jersey
$9.27M +$1.94M +48,206 +26%
PC
3
Pecaut & Co
Iowa
$4.8M -$203K -5,050 -4%
Ameriprise
4
Ameriprise
Minnesota
$4.6M +$638K +15,850 +16%
CWM
5
Cornerstone Wealth Management
Missouri
$4.03M +$141K +3,507 +2%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$3.27M -$58.2K -1,446 -2%
CA
7
Cornerstone Advisors
North Carolina
$2.98M +$710K +17,646 +31%
Cohen & Steers
8
Cohen & Steers
New York
$2.95M
First Trust Advisors
9
First Trust Advisors
Illinois
$2.54M +$64.8K +1,610 +3%
DADC
10
D.A. Davidson & Co
Montana
$2.42M +$103K +2,569 +4%
MAA
11
Mraz Amerine & Associates
California
$2.41M +$28.2K +701 +1%
IC
12
Intersect Capital
California
$2.4M
UBS Group
13
UBS Group
Switzerland
$1.95M +$378K +9,377 +24%
HighTower Advisors
14
HighTower Advisors
Illinois
$1.85M +$50.7K +1,260 +3%
Bank of America
15
Bank of America
North Carolina
$1.57M -$8.74K -217 -0.6%
Walleye Trading
16
Walleye Trading
New York
$1.26M +$44.3K +1,100 +4%
AIM
17
AMI Investment Management
Indiana
$1.03M +$34.2K +850 +3%
GC
18
Guggenheim Capital
Illinois
$601K -$30K -745 -5%
WAM
19
Wolverine Asset Management
Illinois
$586K +$588K +14,595 New
Wells Fargo
20
Wells Fargo
California
$543K +$18.8K +467 +4%
CRC
21
Curi RMB Capital
Illinois
$488K +$489K +12,150 New
DA
22
Doliver Advisors
Texas
$410K +$181K +4,502 +79%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$403K +$121 +3 +0%
CCM
24
Cohen Capital Management
California
$385K
MC
25
Matisse Capital
Oregon
$333K -$252K -6,260 -43%

SOR Hedge Fund Activity: Q3 2018 in Review

58 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q3 2018, worth a combined $66.9M — up 11% from $60.1M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SOR positions and 5 closed out — a net gain of 2 holders — while 22 added to existing stakes and 12 trimmed.

The largest buyer was Bulldog Investors, adding an estimated $1.94M. The largest seller was Matisse Capital, cutting an estimated $252K.

  • 58 institutional investors held Source Capital (SOR) as of Q3 2018, up from 56 in Q2 2018.
  • Funds reported $66.9M of Source Capital stock for Q3 2018, up 11% quarter-over-quarter.
  • 7 funds opened new Source Capital positions in Q3 2018 and 5 closed out, a net change of +2 holders.
  • The largest Source Capital buyer in Q3 2018 was Bulldog Investors, an estimated $1.94M added.
  • The largest Source Capital seller in Q3 2018 was Matisse Capital, an estimated $252K sold.

Based on aggregated 13F filings for Q3 2018.