SOR

Source Capital
SOR

Overview Fund Activity

44 hedge funds and large institutions have $44.6M invested in Source Capital in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 6 closing their positions.

Holders
44
Holders Change
-4
Holders Change %
-8.33%
% of All Funds
1.1%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
3
Increased
15
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
1
Bulldog Investors
New Jersey
$7.19M
2
PC
2
Pecaut & Co
Iowa
$3.99M
3
SFS
3
Shaker Financial Services
Virginia
$6M
4
DADC
4
D.A. Davidson & Co
Montana
$1.77M
5
Ameriprise
5
Ameriprise
Minnesota
$1.58M

Top Sellers

1
MC
1
Matisse Capital
Oregon
$1.79M
2
Geode Capital Management
2
Geode Capital Management
Massachusetts
$1.24M
3
AGM
3
Alpine Global Management
New York
$0
4
RCM
4
Rivernorth Capital Management
Florida
$0
5
HFS
5
HL Financial Services
Kentucky
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BI
1
Bulldog Investors
New Jersey
$7.19M 178,637 +76,472 +75%
SFS
2
Shaker Financial Services
Virginia
$6M 149,152 +16,265 +12%
PC
3
Pecaut & Co
Iowa
$3.99M 99,156 +17,918 +22%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$3.48M 86,566 +3,193 +4%
CA
5
Cornerstone Advisors
North Carolina
$2.57M 63,475 +406 +0.6%
MAA
6
Mraz Amerine & Associates
California
$2.35M 58,361 -3,797 -6%
Cohen & Steers
7
Cohen & Steers
New York
$2.28M 56,262 +268 +0.5%
First Trust Advisors
8
First Trust Advisors
Illinois
$2.06M 51,246 +5,554 +12%
MC
9
Matisse Capital
Oregon
$1.79M 44,471 -112,328 -72%
DADC
10
D.A. Davidson & Co
Montana
$1.77M 44,047 +10,336 +31%
Bank of America
11
Bank of America
North Carolina
$1.7M 42,331 -536 -1%
Ameriprise
12
Ameriprise
Minnesota
$1.58M 39,162 +7,629 +24%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$1.24M 30,679 -22,434 -42%
UBS Group
14
UBS Group
Switzerland
$868K 21,569 +6,259 +41%
HighTower Advisors
15
HighTower Advisors
Illinois
$863K 21,491 +4,579 +27%
MIG
16
Mariner Investment Group
New York
$785K 19,511 -4,321 -18%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$476K 11,812 -415 -3%
AIM
18
AMI Investment Management
Indiana
$439K 10,923 – –
CRC
19
Curi RMB Capital
Illinois
$437K 10,854 -6,534 -38%
CCM
20
Cohen Capital Management
California
$385K 9,574 – –
GC
21
Guggenheim Capital
Illinois
$367K 9,065 +1,199 +15%
SWP
22
Stratos Wealth Partners
Ohio
$362K 8,994 +1 +0%
LI
23
Lafayette Investments
Maryland
$262K 6,525 +57 +0.9%
Wells Fargo
24
Wells Fargo
California
$253K 6,302 -340 -5%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$201K 5,009 +5,009 New
1
2