Alpine Global Management’s Source Capital SOR Stock Holding History

Alpine Global Management’s Portfolio SOR Stock Details SOR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-19,819	Closed	-$766K	–	236
2017 Q2	$766K	Sell	19,819 -32,337	-62%	-$1.23M	0.24%	49
2017 Q1	$1.96M	Buy	+52,156	New	+$1.93M	0.51%	45

Other funds holding SOR

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Pecaut & Co Sioux City, Iowa $308M AUM 15.9% 1-Year Est. Return

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Mraz Amerine & Associates Modesto, California $697M AUM 19.37% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

First Trust Advisors

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

Alpine Global Management's SOR Position: Q3 2017 in Review

Alpine Global Management sold out of Source Capital (SOR) in Q3 2017, closing a stake of 19,819 shares — an estimated $766K sold.

Alpine Global Management first reported a position in SOR in Q1 2017 and held it in 2 quarters. The position peaked at $1.96M in Q1 2017. 44 funds tracked by Wall St. Rank hold SOR as of Q3 2017.

Alpine Global Management reported no remaining Source Capital position as of Q3 2017 after selling out during the quarter.
Alpine Global Management sold 19,819 Source Capital shares in Q3 2017, an estimated $766K.
Alpine Global Management first reported a position in Source Capital in Q1 2017 and held it in 2 quarters.
Alpine Global Management's Source Capital position peaked at $1.96M in Q1 2017.
44 funds tracked by Wall St. Rank held Source Capital as of Q3 2017.

Based on Alpine Global Management's 13F filing for Q3 2017, filed 14 Nov 2017.