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SOR

Source Capital

38 hedge funds and large institutions have $76.7M invested in Source Capital in 2021 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

20% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 10

15% more funds holding

Funds holding: 3338 (+5)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

3.64% less ownership

Funds ownership: 23.91%20.27% (-3.6%)

13% less capital invested

Capital invested by funds: $88.5M → $76.7M (-$11.8M)

Holders
38
Holders Change
+5
Holders Change %
+15.15%
% of All Funds
0.66%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
12
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$37.1M -$12.9K -287 -0%
Ameriprise
2
Ameriprise
Minnesota
$6.91M -$718 -16 -0%
SFS
3
Shaker Financial Services
Virginia
$6.63M +$2.07M +46,155 +46%
First Trust Advisors
4
First Trust Advisors
Illinois
$3.92M +$177K +3,945 +5%
DADC
5
D.A. Davidson & Co
Montana
$3.52M +$61.7K +1,374 +2%
PC
6
Pecaut & Co
Iowa
$3.09M +$1.44K +32 +0%
AIM
7
AMI Investment Management
Indiana
$2.59M -$11.1K -248 -0.4%
Wells Fargo
8
Wells Fargo
California
$1.92M -$87.8K -1,956 -4%
Bank of America
9
Bank of America
North Carolina
$1.83M -$341K -7,599 -16%
MAA
10
Mraz Amerine & Associates
California
$1.5M -$70.6K -1,573 -5%
Morgan Stanley
11
Morgan Stanley
New York
$1.49M +$35.5K +792 +2%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$976K +$35.4K +788 +4%
PAS
13
Park Avenue Securities
New York
$963K +$25K +557 +3%
AIM
14
Anchor Investment Management
South Carolina
$697K +$687K +15,311 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$474K
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$445K
HighTower Advisors
17
HighTower Advisors
Illinois
$374K -$416K -9,277 -53%
Osaic Holdings
18
Osaic Holdings
Arizona
$309K +$404 +9 +0.1%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$281K +$277K +6,162 New
GC
20
Guggenheim Capital
Illinois
$257K -$14K -312 -5%
Walleye Trading
21
Walleye Trading
New York
$246K +$242K +5,399 New
KIM
22
Karpus Investment Management
New York
$228K +$224K +5,000 New
BS
23
Boenning & Scattergood
Pennsylvania
$207K +$204K +4,541 New
UBS Group
24
UBS Group
Switzerland
$195K +$11.4K +254 +6%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$167K -$15.2K -339 -8%

SOR Hedge Fund Activity: Q2 2021 in Review

38 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q2 2021, worth a combined $76.7M — down 13% from $88.5M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SOR positions and 2 closed out — a net gain of 5 holders — while 12 added to existing stakes and 10 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $2.07M. The largest seller was Bulldog Investors, exiting entirely with an estimated $9.69M sold.

  • 38 institutional investors held Source Capital (SOR) as of Q2 2021, up from 33 in Q1 2021.
  • Funds reported $76.7M of Source Capital stock for Q2 2021, down 13% quarter-over-quarter.
  • 7 funds opened new Source Capital positions in Q2 2021 and 2 closed out, a net change of +5 holders.
  • The largest Source Capital buyer in Q2 2021 was Shaker Financial Services, an estimated $2.07M added.
  • The largest Source Capital seller in Q2 2021 was Bulldog Investors, an estimated $9.69M sold.

Based on aggregated 13F filings for Q2 2021.