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SOR

Source Capital

49 hedge funds and large institutions have $34.8M invested in Source Capital in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 10

9% more capital invested

Capital invested by funds: $31.9M → $34.8M (+$2.97M)

0.37% more ownership

Funds ownership: 5.49%5.86% (+0.37%)

0% more funds holding

Funds holding: 4949 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

Holders
49
Holders Change
Holders Change %
0%
% of All Funds
1.42%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
17
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$4.8M +$8.56K +127 +0.2%
Morgan Stanley
2
Morgan Stanley
New York
$3.38M +$349K +5,175 +12%
MAA
3
Mraz Amerine & Associates
California
$2.73M +$126K +1,875 +5%
SFS
4
Shaker Financial Services
Virginia
$2.34M +$1.25M +18,539 +120%
First Trust Advisors
5
First Trust Advisors
Illinois
$2.12M +$194K +2,873 +10%
RJA
6
Raymond James & Associates
Florida
$1.83M -$9.36K -139 -0.5%
Goldman Sachs
7
Goldman Sachs
New York
$1.76M +$142K +2,111 +9%
HSBC Holdings
8
HSBC Holdings
United Kingdom
$1.62M
CAN
9
Cetera Advisor Networks
California
$1.39M -$90.9K -1,350 -6%
SRC
10
Stone Run Capital
New York
$1.04M
U
11
UBS
Switzerland
$1.04M +$104K +1,544 +11%
DADC
12
D.A. Davidson & Co
Montana
$843K +$13.7K +204 +2%
LPL Financial
13
LPL Financial
California
$727K +$12.3K +182 +2%
HFS
14
HL Financial Services
Kentucky
$686K
Bank of America
15
Bank of America
North Carolina
$685K -$64.1K -952 -9%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$678K +$674K +10,000 New
CCM
17
Cohen Capital Management
California
$658K
FFA
18
First Foundation Advisors
California
$602K -$17.4K -258 -3%
B
19
Baird
Wisconsin
$557K +$40.1K +595 +8%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$529K -$435K -6,457 -46%
TC
21
TFS Capital
Pennsylvania
$439K +$431K +6,397 New
LI
22
Lafayette Investments
Maryland
$378K +$4.24K +63 +1%
KFS
23
KMS Financial Services
Washington
$351K +$344K +5,109 New
NL
24
NWAM LLC
Washington
$344K +$337K +5,006 New
SG Americas Securities
25
SG Americas Securities
New York
$338K -$250K -3,714 -43%

SOR Hedge Fund Activity: Q1 2014 in Review

49 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q1 2014, worth a combined $34.8M — up 9.3% from $31.9M a quarter earlier.

Fund positioning in SOR was balanced in Q1 2014: 5 funds opened new positions, 5 closed out, 17 added to existing stakes and 10 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $1.25M. The largest seller was Commonwealth Equity Services, cutting an estimated $435K.

  • 49 institutional investors held Source Capital (SOR) as of Q1 2014, unchanged from Q4 2013.
  • Funds reported $34.8M of Source Capital stock for Q1 2014, up 9.3% quarter-over-quarter.
  • 5 funds opened new Source Capital positions in Q1 2014 and 5 closed out, a net change of 0 holders.
  • The largest Source Capital buyer in Q1 2014 was Shaker Financial Services, an estimated $1.25M added.
  • The largest Source Capital seller in Q1 2014 was Commonwealth Equity Services, an estimated $435K sold.

Based on aggregated 13F filings for Q1 2014.