SOR

Source Capital
SOR

Overview Fund Activity

49 hedge funds and large institutions have $34.8M invested in Source Capital in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 10 reducing their positions, and 5 closing their positions.

Holders
49
Holders Change
–
Holders Change %
0%
% of All Funds
1.42%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
17
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$2.34M
2
1832 Asset Management
2
1832 Asset Management
Ontario, Canada
$678K
3
TC
3
TFS Capital
Pennsylvania
$439K
4
Morgan Stanley
4
Morgan Stanley
New York
$3.38M
5
KFS
5
KMS Financial Services
Washington
$351K

Top Sellers

1
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$529K
2
SL
2
Summitry LLC
California
$0
3
WAM
3
Wolverine Asset Management
Illinois
$139K
4
VKH
4
Virtu KCG Holdings
New York
$0
5
SG Americas Securities
5
SG Americas Securities
New York
$338K
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$4.8M 69,892 +127 +0.2%
Morgan Stanley
2
Morgan Stanley
New York
$3.38M 49,153 +5,175 +12%
MAA
3
Mraz Amerine & Associates
California
$2.73M 39,711 +1,875 +5%
SFS
4
Shaker Financial Services
Virginia
$2.34M 34,041 +18,539 +120%
First Trust Advisors
5
First Trust Advisors
Illinois
$2.12M 30,910 +2,873 +10%
RJA
6
Raymond James & Associates
Florida
$1.84M 26,714 -139 -0.5%
Goldman Sachs
7
Goldman Sachs
New York
$1.76M 25,636 +2,111 +9%
HSBC Holdings
8
HSBC Holdings
United Kingdom
$1.62M 23,525 – –
CAN
9
Cetera Advisor Networks
California
$1.39M 20,138 -1,350 -6%
SRC
10
Stone Run Capital
New York
$1.04M 15,200 – –
U
11
UBS
Switzerland
$1.04M 15,174 +1,544 +11%
DADC
12
D.A. Davidson & Co
Montana
$843K 12,286 +204 +2%
LPL Financial
13
LPL Financial
California
$727K 10,578 +182 +2%
HFS
14
HL Financial Services
Kentucky
$686K 9,980 – –
Bank of America
15
Bank of America
North Carolina
$685K 9,970 -952 -9%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$678K 10,000 +10,000 New
CCM
17
Cohen Capital Management
California
$658K 9,574 – –
FFA
18
First Foundation Advisors
California
$602K 8,764 -258 -3%
B
19
Baird
Wisconsin
$557K 8,102 +595 +8%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$529K 7,706 -6,457 -46%
TC
21
TFS Capital
Pennsylvania
$439K 6,397 +6,397 New
LI
22
Lafayette Investments
Maryland
$378K 5,500 +63 +1%
KFS
23
KMS Financial Services
Washington
$351K 5,109 +5,109 New
NL
24
NWAM LLC
Washington
$344K 5,006 +5,006 New
SG Americas Securities
25
SG Americas Securities
New York
$338K 4,923 -3,714 -43%
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