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SOR

Source Capital

32 hedge funds and large institutions have $45.8M invested in Source Capital in 2022 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 10

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

6% less funds holding

Funds holding: 3432 (-2)

6.8% less ownership

Funds ownership: 22.45%15.65% (-6.8%)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

35% less capital invested

Capital invested by funds: $70.1M → $45.8M (-$24.3M)

Holders
32
Holders Change
-2
Holders Change %
-5.88%
% of All Funds
0.55%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
12
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Chemistry Wealth Management
New York
$10.8M -$105K -2,785 -0.9%
SCM
2
Saba Capital Management
New York
$8.21M -$6.45M -171,714 -42%
SFS
3
Shaker Financial Services
Virginia
$4.85M +$1.79M +47,612 +52%
DADC
4
D.A. Davidson & Co
Montana
$3.2M +$197K +5,239 +6%
First Trust Advisors
5
First Trust Advisors
Illinois
$3.06M -$192K -5,121 -6%
Wells Fargo
6
Wells Fargo
California
$2.18M -$67.7K -1,801 -3%
Morgan Stanley
7
Morgan Stanley
New York
$2.1M +$458K +12,179 +25%
PC
8
Pecaut & Co
Iowa
$1.48M -$219K -5,821 -12%
RJA
9
Raymond James & Associates
Florida
$1.47M -$33.1K -880 -2%
Bank of America
10
Bank of America
North Carolina
$1.03M +$18.7K +498 +2%
AIM
11
Anchor Investment Management
South Carolina
$961K +$51.3K +1,366 +5%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$903K -$7.18K -191 -0.7%
HWAM
13
Hennion & Walsh Asset Management
New Jersey
$873K +$416K +11,069 +80%
PAS
14
Park Avenue Securities
New York
$839K -$30.3K -806 -3%
MAA
15
Mraz Amerine & Associates
California
$749K -$27.6K -735 -3%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$572K +$614K +16,344 New
RJFSA
17
Raymond James Financial Services Advisors
Florida
$486K +$94K +2,502 +22%
NFG
18
Nations Financial Group
Iowa
$457K +$491K +13,061 New
CICI
19
Capital Investment Counsel Inc
North Carolina
$424K
US Bancorp
20
US Bancorp
Minnesota
$259K -$23.1K -616 -8%
Osaic Holdings
21
Osaic Holdings
Arizona
$248K +$6.58K +175 +3%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$213K +$338 +9 +0.1%
SPIA
23
Steward Partners Investment Advisory
New York
$141K +$9.02K +240 +6%
UBS Group
24
UBS Group
Switzerland
$114K +$1.99K +53 +2%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$83K +$14.5K +386 +20%

SOR Hedge Fund Activity: Q3 2022 in Review

32 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q3 2022, worth a combined $45.8M — down 35% from $70.1M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SOR and 4 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 12 added.

The largest buyer was Shaker Financial Services, adding an estimated $1.79M. The largest seller was Next Level Private, exiting entirely with an estimated $11.6M sold.

  • 32 institutional investors held Source Capital (SOR) as of Q3 2022, down from 34 in Q2 2022.
  • Funds reported $45.8M of Source Capital stock for Q3 2022, down 35% quarter-over-quarter.
  • 4 funds opened new Source Capital positions in Q3 2022 and 5 closed out, a net change of -1 holder.
  • The largest Source Capital buyer in Q3 2022 was Shaker Financial Services, an estimated $1.79M added.
  • The largest Source Capital seller in Q3 2022 was Next Level Private, an estimated $11.6M sold.

Based on aggregated 13F filings for Q3 2022.