SOR

Source Capital
SOR

Overview Fund Activity

48 hedge funds and large institutions have $61.4M invested in Source Capital in 2020 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
+8
Holders Change %
+20%
% of All Funds
0.99%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
9
Increased
14
Reduced
14
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
$11M
2
SFS
Shaker Financial Services
Virginia
$3.53M
3
PAS
Park Avenue Securities
New York
$556K
4
CRC
Curi RMB Capital
Illinois
$523K
5
CA
Cornerstone Advisors
North Carolina
$2.64M

Top Sellers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
$957K
2
UBS Group
UBS Group
Switzerland
$168K
3
Bank of America
Bank of America
North Carolina
$1.48M
4
PC
Pecaut & Co
Iowa
$2.52M
5
CCP
Clough Capital Partners
Massachusetts
$331K
Name Holding Trade Value Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$11M +$2.32M +70,216 +27%
BI
2
Bulldog Investors
New Jersey
$6.57M – – –
SCM
3
Saba Capital Management
New York
$5.89M – – –
Ameriprise
4
Ameriprise
Minnesota
$5.09M +$62.1K +1,877 +1%
Wells Fargo
5
Wells Fargo
California
$4.17M -$224K -6,779 -5%
SFS
6
Shaker Financial Services
Virginia
$3.53M +$2.17M +65,572 +160%
First Trust Advisors
7
First Trust Advisors
Illinois
$2.66M +$144K +4,366 +6%
CA
8
Cornerstone Advisors
North Carolina
$2.64M +$389K +11,769 +17%
PC
9
Pecaut & Co
Iowa
$2.52M -$409K -12,364 -14%
DADC
10
D.A. Davidson & Co
Montana
$2.44M +$48K +1,450 +2%
AIM
11
AMI Investment Management
Indiana
$1.77M -$112K -3,400 -6%
MAA
12
Mraz Amerine & Associates
California
$1.5M -$40.1K -1,211 -3%
Bank of America
13
Bank of America
North Carolina
$1.48M -$475K -14,358 -24%
Morgan Stanley
14
Morgan Stanley
New York
$974K +$80.6K +2,437 +9%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$957K -$1.09M -30,519 -53%
HighTower Advisors
16
HighTower Advisors
Illinois
$850K -$121K -3,667 -12%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$560K +$97K +2,932 +21%
PAS
18
Park Avenue Securities
New York
$556K +$556K +16,805 New
Walleye Capital
19
Walleye Capital
New York
$544K +$164K +4,951 +43%
CRC
20
Curi RMB Capital
Illinois
$523K +$523K +15,809 New
RJFSA
21
Raymond James Financial Services Advisors
Florida
$469K -$12K -364 -3%
SKK
22
Shepherd Kaplan Krochuk
Massachusetts
$441K – – –
DA
23
Doliver Advisors
Texas
$386K +$386K +11,656 New
AA
24
AQR Arbitrage
Connecticut
$341K +$91.1K +2,753 +36%
CCP
25
Clough Capital Partners
Massachusetts
$331K -$225K -6,800 -40%
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