SOR

Source Capital
SOR

Overview Fund Activity

55 hedge funds and large institutions have $51.7M invested in Source Capital in 2018 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
55
Holders Change
+6
Holders Change %
+12.24%
% of All Funds
1.26%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
11
Increased
16
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IC
Intersect Capital
California
+$2.4M
2
Ameriprise
Ameriprise
Minnesota
+$745K
3
PC
Pecaut & Co
Iowa
+$649K
4
AIM
AMI Investment Management
Indiana
+$425K
5
BI
Bulldog Investors
New Jersey
+$420K

Top Sellers

1
Geode Capital Management
Geode Capital Management
Massachusetts
-$662K
2
MC
Matisse Capital
Oregon
-$480K
3
LI
Lafayette Investments
Maryland
-$270K
4
Cohen & Steers
Cohen & Steers
New York
-$217K
5
SFS
Shaker Financial Services
Virginia
-$173K
Name Holding Trade Value Shares
Change 		Shares
Change %
BI
1
Bulldog Investors
New Jersey
$7.66M +$420K +10,518 +6%
SFS
2
Shaker Financial Services
Virginia
$6.84M -$173K -4,335 -2%
PC
3
Pecaut & Co
Iowa
$4.82M +$649K +16,267 +16%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$3.31M -$158K -3,949 -5%
Ameriprise
5
Ameriprise
Minnesota
$2.83M +$745K +18,775 +36%
Cohen & Steers
6
Cohen & Steers
New York
$2.5M -$217K -5,431 -8%
IC
7
Intersect Capital
California
$2.4M +$2.4M +2,400,000 New
MAA
8
Mraz Amerine & Associates
California
$2.29M -$39.2K -983 -2%
DADC
9
D.A. Davidson & Co
Montana
$2.18M +$221K +5,531 +11%
First Trust Advisors
10
First Trust Advisors
Illinois
$2.18M +$26K +651 +1%
CA
11
Cornerstone Advisors
North Carolina
$2.1M -$137K -3,437 -6%
Bank of America
12
Bank of America
North Carolina
$1.76M -$12.8K -322 -0.7%
HighTower Advisors
13
HighTower Advisors
Illinois
$1.66M +$131K +3,293 +9%
UBS Group
14
UBS Group
Switzerland
$1.34M +$396K +9,937 +42%
MC
15
Matisse Capital
Oregon
$1.02M -$480K -12,027 -32%
AIM
16
AMI Investment Management
Indiana
$861K +$425K +10,650 +98%
Walleye Trading
17
Walleye Trading
New York
$824K +$207K +5,200 +34%
Wells Fargo
18
Wells Fargo
California
$616K +$113K +2,830 +22%
GC
19
Guggenheim Capital
Illinois
$559K +$121K +3,033 +28%
Geode Capital Management
20
Geode Capital Management
Massachusetts
$526K -$662K -16,626 -56%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$398K +$80 +2 +0%
BCM
22
Breiter Capital Management
Florida
$384K – – –
CCM
23
Cohen Capital Management
California
$382K – – –
SWP
24
Stratos Wealth Partners
Ohio
$339K -$14.6K -366 -4%
Morgan Stanley
25
Morgan Stanley
New York
$269K -$13.2K -330 -5%
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