SOR

Source Capital
SOR

Overview Fund Activity

48 hedge funds and large institutions have $27.6M invested in Source Capital in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 9 reducing their positions, and 4 closing their positions.

Holders
48
Holders Change
–
Holders Change %
0%
% of All Funds
1.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
17
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$856K
2
WAM
2
Wolverine Asset Management
Illinois
$475K
3
Morgan Stanley
3
Morgan Stanley
New York
$2.34M
4
BJL
4
Brighton Jones LLC
Washington
$212K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$297K

Top Sellers

1
SG Americas Securities
1
SG Americas Securities
New York
$300K
2
NL
2
NWAM LLC
Washington
$0
3
Nomura Holdings
3
Nomura Holdings
Japan
$0
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$280K
5
CAN
5
Cetera Advisor Networks
California
$1.35M
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$3.77M 60,698 +2,284 +4%
Morgan Stanley
2
Morgan Stanley
New York
$2.34M 37,717 +6,255 +20%
MAA
3
Mraz Amerine & Associates
California
$2.27M 36,586 +1,400 +4%
RJA
4
Raymond James & Associates
Florida
$1.68M 27,091 +572 +2%
Goldman Sachs
5
Goldman Sachs
New York
$1.59M 25,635 -690 -3%
HSBC Holdings
6
HSBC Holdings
United Kingdom
$1.57M 25,325 – –
First Trust Advisors
7
First Trust Advisors
Illinois
$1.57M 25,213 +1,334 +6%
CAN
8
Cetera Advisor Networks
California
$1.35M 21,788 -1,350 -6%
SRC
9
Stone Run Capital
New York
$946K 15,300 – –
U
10
UBS
Switzerland
$860K 13,838 +914 +7%
SFS
11
Shaker Financial Services
Virginia
$856K 13,779 +13,779 New
LPL Financial
12
LPL Financial
California
$688K 11,027 +314 +3%
Bank of America
13
Bank of America
North Carolina
$682K 10,982 -64 -0.6%
HFS
14
HL Financial Services
Kentucky
$657K 10,580 -100 -0.9%
FFA
15
First Foundation Advisors
California
$626K 10,072 -285 -3%
Ameriprise
16
Ameriprise
Minnesota
$620K 9,974 +55 +0.6%
CCM
17
Cohen Capital Management
California
$595K 9,574 – –
WAM
18
Wolverine Asset Management
Illinois
$475K 7,654 +7,654 New
B
19
Baird
Wisconsin
$466K 7,507 +225 +3%
LI
20
Lafayette Investments
Maryland
$334K 5,375 +64 +1%
Comerica Bank
21
Comerica Bank
Texas
$311K 5,000 – –
SG Americas Securities
22
SG Americas Securities
New York
$300K 4,823 -8,700 -64%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$297K 4,786 +2,462 +106%
DADC
24
D.A. Davidson & Co
Montana
$284K 4,587 +400 +10%
Citigroup
25
Citigroup
New York
$282K 4,545 +2,393 +111%
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