NL
SOR

NWAM LLC’s Source Capital SOR Stock Holding History

NWAM LLC’s Portfolio SOR Stock Details SOR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q1 		– Sell
-4,965
Closed -$329K – 268
2015
Q4 		$329K Sell
4,965
-35
-0.7% -$2.38K 0.13% 152
2015
Q3 		$336K Hold
5,000
– – 0.28% 84
2015
Q2 		$350K Buy
5,000
+185
+4% +$13.6K 0.15% 155
2015
Q1 		$353K Hold
4,815
– – 0.15% 154
2014
Q4 		$344K Sell
4,815
-476
-9% -$32.3K 0.15% 148
2014
Q3 		$344K Buy
5,291
+378
+8% +$25.7K 0.12% 178
2014
Q2 		$344K Sell
4,913
-93
-2% -$6.35K 0.11% 188
2014
Q1 		$344K Buy
+5,006
New +$337K 0.12% 166
2013
Q3 		– Sell
-4,377
Closed -$270K – 217
2013
Q2 		$270K Buy
+4,377
New +$266K 0.14% 137

Other funds holding SOR

BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
PC
Pecaut & Co Sioux City, Iowa $308M AUM 15.9% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
MAA
Mraz Amerine & Associates Modesto, California $697M AUM 19.37% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

NWAM LLC's SOR Position: Q1 2016 in Review

NWAM LLC sold out of Source Capital (SOR) in Q1 2016, closing a stake of 4,965 shares — an estimated $329K sold.

NWAM LLC first reported a position in SOR in Q2 2013 and held it in 9 quarters. The position peaked at $353K in Q1 2015. 48 funds tracked by Wall St. Rank hold SOR as of Q1 2016.

  • NWAM LLC reported no remaining Source Capital position as of Q1 2016 after selling out during the quarter.
  • NWAM LLC sold 4,965 Source Capital shares in Q1 2016, an estimated $329K.
  • NWAM LLC first reported a position in Source Capital in Q2 2013 and held it in 9 quarters.
  • NWAM LLC's Source Capital position peaked at $353K in Q1 2015.
  • 48 funds tracked by Wall St. Rank held Source Capital as of Q1 2016.

Based on NWAM LLC's 13F filing for Q1 2016, filed 16 May 2016.