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SOR

Source Capital

52 hedge funds and large institutions have $41.6M invested in Source Capital in 2015 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 19 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 9

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.22% less ownership

Funds ownership: 6.82%6.61% (-0.22%)

4% less capital invested

Capital invested by funds: $43.3M → $41.6M (-$1.73M)

5% less funds holding

Funds holding: 5552 (-3)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
52
Holders Change
-3
Holders Change %
-5.45%
% of All Funds
1.4%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
19
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8M +$1.6M +21,693 +25%
Wells Fargo
2
Wells Fargo
California
$5.89M +$247K +3,345 +4%
MAA
3
Mraz Amerine & Associates
California
$3.51M +$40.9K +554 +1%
RJA
4
Raymond James & Associates
Florida
$2.59M +$586K +7,945 +29%
First Trust Advisors
5
First Trust Advisors
Illinois
$2.5M -$58.4K -791 -2%
1832 Asset Management
6
1832 Asset Management
Ontario, Canada
$1.45M
UBS Group
7
UBS Group
Switzerland
$1.34M +$336K +4,556 +33%
Bank of America
8
Bank of America
North Carolina
$1.26M +$225K +3,045 +21%
SRC
9
Stone Run Capital
New York
$1.11M
DADC
10
D.A. Davidson & Co
Montana
$1.1M +$32.5K +441 +3%
FFA
11
First Foundation Advisors
California
$994K +$49.1K +666 +5%
LPL Financial
12
LPL Financial
California
$913K -$16.9K -229 -2%
KIM
13
Karpus Investment Management
New York
$853K -$1.85M -25,122 -68%
AA
14
AQR Arbitrage
Connecticut
$782K -$610K -8,267 -43%
HFS
15
HL Financial Services
Kentucky
$739K
FC
16
Fiduciary Counselling
Minnesota
$722K
Baird Financial Group
17
Baird Financial Group
Wisconsin
$710K +$720K +9,757 New
CCM
18
Cohen Capital Management
California
$696K
1CP
19
1607 Capital Partners
Virginia
$693K -$22.1K -300 -3%
SWP
20
Stratos Wealth Partners
Ohio
$633K +$104K +1,404 +19%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$476K +$66.4K +900 +16%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$457K -$25.9K -351 -5%
LI
23
Lafayette Investments
Maryland
$430K +$4.94K +67 +1%
GFM
24
Gramercy Funds Management
Connecticut
$429K -$166K -2,253 -28%
NL
25
NWAM LLC
Washington
$350K +$13.6K +185 +4%

SOR Hedge Fund Activity: Q2 2015 in Review

52 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q2 2015, worth a combined $41.6M — down 4% from $43.3M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SOR and 3 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 19 added.

The largest buyer was Morgan Stanley, adding an estimated $1.6M. The largest seller was Karpus Investment Management, cutting an estimated $1.85M.

  • 52 institutional investors held Source Capital (SOR) as of Q2 2015, down from 55 in Q1 2015.
  • Funds reported $41.6M of Source Capital stock for Q2 2015, down 4% quarter-over-quarter.
  • 3 funds opened new Source Capital positions in Q2 2015 and 5 closed out, a net change of -2 holders.
  • The largest Source Capital buyer in Q2 2015 was Morgan Stanley, an estimated $1.6M added.
  • The largest Source Capital seller in Q2 2015 was Karpus Investment Management, an estimated $1.85M sold.

Based on aggregated 13F filings for Q2 2015.