SOR

Source Capital
SOR

Overview Fund Activity

52 hedge funds and large institutions have $41.6M invested in Source Capital in 2015 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 19 increasing their positions, 9 reducing their positions, and 5 closing their positions.

Holders
52
Holders Change
-3
Holders Change %
-5.45%
% of All Funds
1.4%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
19
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$8M
2
RJA
2
Raymond James & Associates
Florida
$2.59M
3
UBS Group
3
UBS Group
Switzerland
$1.34M
4
Wells Fargo
4
Wells Fargo
California
$5.9M
5
Bank of America
5
Bank of America
North Carolina
$1.26M

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$853K
2
CA
2
Cornerstone Advisors
North Carolina
$0
3
AA
3
AQR Arbitrage
Connecticut
$782K
4
LCM
4
Landscape Capital Management
New Jersey
$0
5
Creative Planning
5
Creative Planning
Kansas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$8M 109,999 +21,693 +25%
Wells Fargo
2
Wells Fargo
California
$5.9M 81,048 +3,345 +4%
MAA
3
Mraz Amerine & Associates
California
$3.51M 48,246 +554 +1%
RJA
4
Raymond James & Associates
Florida
$2.59M 35,612 +7,945 +29%
First Trust Advisors
5
First Trust Advisors
Illinois
$2.5M 34,410 -791 -2%
1832 Asset Management
6
1832 Asset Management
Ontario, Canada
$1.45M 20,000 – –
UBS Group
7
UBS Group
Switzerland
$1.34M 18,426 +4,556 +33%
Bank of America
8
Bank of America
North Carolina
$1.26M 17,302 +3,045 +21%
SRC
9
Stone Run Capital
New York
$1.11M 15,200 – –
DADC
10
D.A. Davidson & Co
Montana
$1.1M 15,142 +441 +3%
FFA
11
First Foundation Advisors
California
$994K 13,662 +666 +5%
LPL Financial
12
LPL Financial
California
$913K 12,472 -229 -2%
KIM
13
Karpus Investment Management
New York
$853K 11,730 -25,122 -68%
AA
14
AQR Arbitrage
Connecticut
$782K 10,747 -8,267 -43%
HFS
15
HL Financial Services
Kentucky
$739K 10,155 – –
FC
16
Fiduciary Counselling
Minnesota
$722K 9,924 – –
Baird Financial Group
17
Baird Financial Group
Wisconsin
$710K 9,757 +9,757 New
CCM
18
Cohen Capital Management
California
$696K 9,574 – –
1CP
19
1607 Capital Partners
Virginia
$693K 9,521 -300 -3%
SWP
20
Stratos Wealth Partners
Ohio
$633K 8,708 +1,404 +19%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$476K 6,540 +900 +16%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$457K 6,283 -351 -5%
LI
23
Lafayette Investments
Maryland
$430K 5,908 +67 +1%
GFM
24
Gramercy Funds Management
Connecticut
$429K 5,896 -2,253 -28%
NL
25
NWAM LLC
Washington
$350K 5,000 +185 +4%
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