KIM
SOR

Karpus Investment Management’s Source Capital SOR Stock Holding History

Karpus Investment Management’s Portfolio SOR Stock Details SOR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q3 		– Sell
-5,000
Closed -$228K – 312
2021
Q2 		$228K Buy
+5,000
New +$224K 0.01% 280
2015
Q3 		– Sell
-11,730
Closed -$853K – 211
2015
Q2 		$853K Sell
11,730
-25,122
-68% -$1.85M 0.04% 159
2015
Q1 		$2.7M Buy
36,852
+5,406
+17% +$378K 0.13% 109
2014
Q4 		$2.25M Buy
31,446
+8,183
+35% +$556K 0.11% 112
2014
Q3 		$1.51M Buy
23,263
+13,571
+140% +$922K 0.07% 118
2014
Q2 		$678K Buy
+9,692
New +$662K 0.03% 134

Other funds holding SOR

SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
LGWM
Litman Gregory Wealth Management Larkspur, California $1.37B AUM 16.95% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
DADC
D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return
PC
Pecaut & Co Sioux City, Iowa $308M AUM 15.9% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Karpus Investment Management's SOR Position: Q3 2021 in Review

Karpus Investment Management sold out of Source Capital (SOR) in Q3 2021, closing a stake of 5,000 shares — an estimated $228K sold.

Karpus Investment Management first reported a position in SOR in Q2 2014 and held it in 6 quarters. The position peaked at $2.7M in Q1 2015. 32 funds tracked by Wall St. Rank hold SOR as of Q3 2021.

  • Karpus Investment Management reported no remaining Source Capital position as of Q3 2021 after selling out during the quarter.
  • Karpus Investment Management sold 5,000 Source Capital shares in Q3 2021, an estimated $228K.
  • Karpus Investment Management first reported a position in Source Capital in Q2 2014 and held it in 6 quarters.
  • Karpus Investment Management's Source Capital position peaked at $2.7M in Q1 2015.
  • 32 funds tracked by Wall St. Rank held Source Capital as of Q3 2021.

Based on Karpus Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.