SOR

Source Capital
SOR

Overview Fund Activity

57 hedge funds and large institutions have $39.6M invested in Source Capital in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 22 increasing their positions, 13 reducing their positions, and 1 closing their positions.

Holders
57
Holders Change
+5
Holders Change %
+9.62%
% of All Funds
1.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
22
Reduced
13
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$3.27M
2
KIM
2
Karpus Investment Management
New York
$1.51M
3
Morgan Stanley
3
Morgan Stanley
New York
$4.58M
4
CA
4
Cornerstone Advisors
North Carolina
$725K
5
MAA
5
Mraz Amerine & Associates
California
$3.07M

Top Sellers

1
CAN
1
Cetera Advisor Networks
California
$460K
2
RJA
2
Raymond James & Associates
Florida
$1.22M
3
Goldman Sachs
3
Goldman Sachs
New York
$711K
4
SFS
4
Shaker Financial Services
Virginia
$2.54M
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$5.38M 82,782 +7,516 +10%
Morgan Stanley
2
Morgan Stanley
New York
$4.58M 70,511 +11,183 +19%
WAM
3
Wolverine Asset Management
Illinois
$3.27M 50,283 +22,318 +80%
MAA
4
Mraz Amerine & Associates
California
$3.07M 47,160 +8,144 +21%
SFS
5
Shaker Financial Services
Virginia
$2.54M 39,073 -3,330 -8%
First Trust Advisors
6
First Trust Advisors
Illinois
$2.18M 33,534 +259 +0.8%
KIM
7
Karpus Investment Management
New York
$1.51M 23,263 +13,571 +140%
1832 Asset Management
8
1832 Asset Management
Ontario, Canada
$1.3M 20,000 – –
RJA
9
Raymond James & Associates
Florida
$1.22M 18,691 -7,549 -29%
U
10
UBS
Switzerland
$1.04M 16,046 +988 +7%
SRC
11
Stone Run Capital
New York
$988K 15,200 – –
Bank of America
12
Bank of America
North Carolina
$869K 13,370 +3,737 +39%
DADC
13
D.A. Davidson & Co
Montana
$821K 12,647 +356 +3%
CA
14
Cornerstone Advisors
North Carolina
$725K 11,155 +11,155 New
Goldman Sachs
15
Goldman Sachs
New York
$711K 10,945 -6,481 -37%
LPL Financial
16
LPL Financial
California
$708K 11,078 +1,538 +16%
FFA
17
First Foundation Advisors
California
$708K 10,900 +2,119 +24%
HFS
18
HL Financial Services
Kentucky
$649K 9,980 -200 -2%
CCM
19
Cohen Capital Management
California
$622K 9,574 – –
B
20
Baird
Wisconsin
$529K 8,137 -84 -1%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$510K 7,846 +121 +2%
AQR Capital Management
22
AQR Capital Management
Connecticut
$462K 7,105 +7,105 New
CAN
23
Cetera Advisor Networks
California
$460K 7,129 -11,934 -63%
First Manhattan
24
First Manhattan
New York
$409K 6,302 +2,100 +50%
LI
25
Lafayette Investments
Maryland
$366K 5,629 +65 +1%
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