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SOR

Source Capital

38 hedge funds and large institutions have $37.2M invested in Source Capital in 2023 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

3% more funds holding

Funds holding: 3738 (+1)

0.85% less ownership

Funds ownership: 12.49%11.64% (-0.85%)

6% less capital invested

Capital invested by funds: $39.6M → $37.2M (-$2.44M)

13% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 15

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
0.6%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
3
Increased
13
Reduced
15
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Chemistry Wealth Management
New York
$6.25M -$1.31M -33,739 -17%
DADC
2
D.A. Davidson & Co
Montana
$4.46M +$261K +6,717 +6%
Morgan Stanley
3
Morgan Stanley
New York
$3.28M +$526K +13,516 +19%
First Trust Advisors
4
First Trust Advisors
Illinois
$2.45M -$18.1K -466 -0.7%
Wells Fargo
5
Wells Fargo
California
$2.38M -$77.2K -1,985 -3%
SFS
6
Shaker Financial Services
Virginia
$2.17M -$2.16M -55,407 -50%
RJA
7
Raymond James & Associates
Florida
$1.76M +$34.2K +878 +2%
PC
8
Pecaut & Co
Iowa
$1.42M +$19.4K +499 +1%
Bank of America
9
Bank of America
North Carolina
$1.28M -$22.6K -580 -2%
AIM
10
Anchor Investment Management
South Carolina
$1.08M -$1.91K -49 -0.2%
SCM
11
Saba Capital Management
New York
$970K -$853K -21,931 -47%
US Bancorp
12
US Bancorp
Minnesota
$957K
HWAM
13
Hennion & Walsh Asset Management
New Jersey
$915K -$8.4K -216 -0.9%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$912K +$57.2K +1,470 +7%
PAS
15
Park Avenue Securities
New York
$730K -$24.5K -629 -3%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$680K -$8.52K -219 -1%
BWFA
17
Baltimore-Washington Financial Advisors
Maryland
$577K +$582K +14,955 New
AA
18
AQR Arbitrage
Connecticut
$550K +$143K +3,675 +35%
MAA
19
Mraz Amerine & Associates
California
$502K -$141K -3,633 -22%
CICI
20
Capital Investment Counsel Inc
North Carolina
$468K
NFG
21
Nations Financial Group
Iowa
$428K +$21.9K +562 +5%
CL
22
CSS LLC
Illinois
$423K
LPL Financial
23
LPL Financial
California
$403K -$32K -822 -7%
BBPWM
24
Blue Bell Private Wealth Management
Pennsylvania
$323K +$15.7K +403 +5%
GC
25
Guggenheim Capital
Illinois
$298K +$300K +7,724 New

SOR Hedge Fund Activity: Q3 2023 in Review

38 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q3 2023, worth a combined $37.2M — down 6.1% from $39.6M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new SOR positions and 2 closed out — a net gain of 1 holder — while 13 added to existing stakes and 15 trimmed.

The largest buyer was Baltimore-Washington Financial Advisors, opening a new position worth an estimated $582K. The largest seller was Shaker Financial Services, cutting an estimated $2.16M.

  • 38 institutional investors held Source Capital (SOR) as of Q3 2023, up from 37 in Q2 2023.
  • Funds reported $37.2M of Source Capital stock for Q3 2023, down 6.1% quarter-over-quarter.
  • 3 funds opened new Source Capital positions in Q3 2023 and 2 closed out, a net change of +1 holder.
  • The largest Source Capital buyer in Q3 2023 was Baltimore-Washington Financial Advisors, an estimated $582K added.
  • The largest Source Capital seller in Q3 2023 was Shaker Financial Services, an estimated $2.16M sold.

Based on aggregated 13F filings for Q3 2023.