SOR

Source Capital
SOR

Overview Fund Activity

38 hedge funds and large institutions have $37.2M invested in Source Capital in 2023 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 2 closing their positions.

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
0.61%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
3
Increased
13
Reduced
15
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BWFA
1
Baltimore-Washington Financial Advisors
Maryland
$577K
2
Morgan Stanley
2
Morgan Stanley
New York
$3.28M
3
GC
3
Guggenheim Capital
Illinois
$298K
4
DADC
4
D.A. Davidson & Co
Montana
$4.46M
5
NA
5
NewEdge Advisors
Louisiana
$236K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$2.17M
2
CWM
2
Chemistry Wealth Management
New York
$6.25M
3
SCM
3
Saba Capital Management
New York
$970K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$256K
5
MAA
5
Mraz Amerine & Associates
California
$502K
Name Market Value Shares Shares
Change 		Shares
Change %
CWM
1
Chemistry Wealth Management
New York
$6.25M 162,030 -33,739 -17%
DADC
2
D.A. Davidson & Co
Montana
$4.46M 115,531 +6,717 +6%
Morgan Stanley
3
Morgan Stanley
New York
$3.28M 84,866 +13,516 +19%
First Trust Advisors
4
First Trust Advisors
Illinois
$2.45M 63,406 -466 -0.7%
Wells Fargo
5
Wells Fargo
California
$2.38M 61,756 -1,985 -3%
SFS
6
Shaker Financial Services
Virginia
$2.17M 56,225 -55,407 -50%
RJA
7
Raymond James & Associates
Florida
$1.76M 45,518 +878 +2%
PC
8
Pecaut & Co
Iowa
$1.42M 36,718 +499 +1%
Bank of America
9
Bank of America
North Carolina
$1.28M 33,207 -580 -2%
AIM
10
Anchor Investment Management
South Carolina
$1.08M 27,867 -49 -0.2%
SCM
11
Saba Capital Management
New York
$970K 25,137 -21,931 -47%
US Bancorp
12
US Bancorp
Minnesota
$957K 24,800 – –
HWAM
13
Hennion & Walsh Asset Management
New Jersey
$915K 23,706 -216 -0.9%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$912K 23,623 +1,470 +7%
PAS
15
Park Avenue Securities
New York
$730K 18,907 -629 -3%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$680K 17,629 -219 -1%
BWFA
17
Baltimore-Washington Financial Advisors
Maryland
$577K 14,955 +14,955 New
AA
18
AQR Arbitrage
Connecticut
$550K 14,249 +3,675 +35%
MAA
19
Mraz Amerine & Associates
California
$502K 13,007 -3,633 -22%
CICI
20
Capital Investment Counsel Inc
North Carolina
$468K 12,124 – –
NFG
21
Nations Financial Group
Iowa
$428K 11,096 +562 +5%
CL
22
CSS LLC
Illinois
$423K 10,959 – –
LPL Financial
23
LPL Financial
California
$403K 10,433 -822 -7%
BBPWM
24
Blue Bell Private Wealth Management
Pennsylvania
$323K 8,369 +403 +5%
GC
25
Guggenheim Capital
Illinois
$298K 7,724 +7,724 New
1
2