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SOR

Source Capital

49 hedge funds and large institutions have $31.9M invested in Source Capital in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

16% more capital invested

Capital invested by funds: $27.6M → $31.9M (+$4.29M)

2% more funds holding

Funds holding: 4849 (+1)

0.36% more ownership

Funds ownership: 5.13%5.49% (+0.36%)

0% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 14

Holders
49
Holders Change
+1
Holders Change %
+2.08%
% of All Funds
1.42%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
14
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$4.68M +$580K +9,067 +15%
Morgan Stanley
2
Morgan Stanley
New York
$2.95M +$401K +6,261 +17%
MAA
3
Mraz Amerine & Associates
California
$2.54M +$80K +1,250 +3%
First Trust Advisors
4
First Trust Advisors
Illinois
$1.88M +$181K +2,824 +11%
RJA
5
Raymond James & Associates
Florida
$1.8M -$15.2K -238 -0.9%
Goldman Sachs
6
Goldman Sachs
New York
$1.58M -$135K -2,110 -8%
HSBC Holdings
7
HSBC Holdings
United Kingdom
$1.58M -$115K -1,800 -7%
CAN
8
Cetera Advisor Networks
California
$1.44M -$19.2K -300 -1%
SFS
9
Shaker Financial Services
Virginia
$1.04M +$110K +1,723 +13%
SRC
10
Stone Run Capital
New York
$1.02M -$6.4K -100 -0.7%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$950K +$618K +9,661 +215%
U
12
UBS
Switzerland
$915K -$13.3K -208 -2%
DADC
13
D.A. Davidson & Co
Montana
$810K +$480K +7,495 +163%
Bank of America
14
Bank of America
North Carolina
$732K -$3.84K -60 -0.5%
LPL Financial
15
LPL Financial
California
$698K -$40.4K -631 -6%
HFS
16
HL Financial Services
Kentucky
$670K -$38.4K -600 -6%
CCM
17
Cohen Capital Management
California
$642K
FFA
18
First Foundation Advisors
California
$605K -$67.2K -1,050 -10%
SG Americas Securities
19
SG Americas Securities
New York
$580K +$244K +3,814 +79%
B
20
Baird
Wisconsin
$504K
WAM
21
Wolverine Asset Management
Illinois
$399K -$108K -1,695 -22%
LI
22
Lafayette Investments
Maryland
$365K +$3.97K +62 +1%
SL
23
Summitry LLC
California
$336K +$320K +5,000 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$321K
SHA
25
Smith Hayes Advisers
Nebraska
$295K +$1.6K +25 +0.6%

SOR Hedge Fund Activity: Q4 2013 in Review

49 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Source Capital (SOR) for Q4 2013, worth a combined $31.9M — up 16% from $27.6M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SOR positions and 6 closed out — a net gain of 1 holder — while 14 added to existing stakes and 14 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $618K. The largest seller was Ameriprise, exiting entirely with an estimated $620K sold.

  • 49 institutional investors held Source Capital (SOR) as of Q4 2013, up from 48 in Q3 2013.
  • Funds reported $31.9M of Source Capital stock for Q4 2013, up 16% quarter-over-quarter.
  • 7 funds opened new Source Capital positions in Q4 2013 and 6 closed out, a net change of +1 holder.
  • The largest Source Capital buyer in Q4 2013 was Commonwealth Equity Services, an estimated $618K added.
  • The largest Source Capital seller in Q4 2013 was Ameriprise, an estimated $620K sold.

Based on aggregated 13F filings for Q4 2013.