SOR

Source Capital
SOR

Overview Fund Activity

49 hedge funds and large institutions have $31.9M invested in Source Capital in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 6 closing their positions.

Holders
49
Holders Change
+1
Holders Change %
+2.08%
% of All Funds
1.42%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
14
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$950K
2
Wells Fargo
2
Wells Fargo
California
$4.68M
3
DADC
3
D.A. Davidson & Co
Montana
$810K
4
Morgan Stanley
4
Morgan Stanley
New York
$2.95M
5
SL
5
Summitry LLC
California
$336K

Top Sellers

1
Ameriprise
1
Ameriprise
Minnesota
$0
2
Comerica Bank
2
Comerica Bank
Texas
$0
3
Citigroup
3
Citigroup
New York
$145K
4
Goldman Sachs
4
Goldman Sachs
New York
$1.58M
5
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$4.68M 69,765 +9,067 +15%
Morgan Stanley
2
Morgan Stanley
New York
$2.95M 43,978 +6,261 +17%
MAA
3
Mraz Amerine & Associates
California
$2.54M 37,836 +1,250 +3%
First Trust Advisors
4
First Trust Advisors
Illinois
$1.88M 28,037 +2,824 +11%
RJA
5
Raymond James & Associates
Florida
$1.8M 26,853 -238 -0.9%
Goldman Sachs
6
Goldman Sachs
New York
$1.58M 23,525 -2,110 -8%
HSBC Holdings
7
HSBC Holdings
United Kingdom
$1.58M 23,525 -1,800 -7%
CAN
8
Cetera Advisor Networks
California
$1.44M 21,488 -300 -1%
SFS
9
Shaker Financial Services
Virginia
$1.04M 15,502 +1,723 +13%
SRC
10
Stone Run Capital
New York
$1.02M 15,200 -100 -0.7%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$950K 14,163 +9,661 +215%
U
12
UBS
Switzerland
$915K 13,630 -208 -2%
DADC
13
D.A. Davidson & Co
Montana
$810K 12,082 +7,495 +163%
Bank of America
14
Bank of America
North Carolina
$732K 10,922 -60 -0.5%
LPL Financial
15
LPL Financial
California
$698K 10,396 -631 -6%
HFS
16
HL Financial Services
Kentucky
$670K 9,980 -600 -6%
CCM
17
Cohen Capital Management
California
$642K 9,574 – –
FFA
18
First Foundation Advisors
California
$605K 9,022 -1,050 -10%
SG Americas Securities
19
SG Americas Securities
New York
$580K 8,637 +3,814 +79%
B
20
Baird
Wisconsin
$504K 7,507 – –
WAM
21
Wolverine Asset Management
Illinois
$399K 5,959 -1,695 -22%
LI
22
Lafayette Investments
Maryland
$365K 5,437 +62 +1%
SL
23
Summitry LLC
California
$336K 5,000 +5,000 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$321K 4,786 – –
SHA
25
Smith Hayes Advisers
Nebraska
$295K 4,392 +25 +0.6%
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