1832 Asset Management’s Source Capital SOR Stock Holding History

1832 Asset Management’s Portfolio SOR Stock Details SOR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-20,000	Closed	-$1.36M	–	708
2015 Q3	$1.36M	Hold	20,000	–	–	0.01%	377
2015 Q2	$1.45M	Hold	20,000	–	–	﹤0.01%	428
2015 Q1	$1.47M	Hold	20,000	–	–	0.01%	391
2014 Q4	$1.44M	Hold	20,000	–	–	﹤0.01%	421
2014 Q3	$1.3M	Hold	20,000	–	–	﹤0.01%	429
2014 Q2	$1.4M	Buy	20,000 +10,000	+100%	+$683K	﹤0.01%	438
2014 Q1	$678K	Buy	+10,000	New	+$674K	﹤0.01%	458

Other funds holding SOR

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MAA

Mraz Amerine & Associates Modesto, California $697M AUM 19.37% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

1832 Asset Management's SOR Position: Q4 2015 in Review

1832 Asset Management sold out of Source Capital (SOR) in Q4 2015, closing a stake of 20,000 shares — an estimated $1.36M sold.

1832 Asset Management first reported a position in SOR in Q1 2014 and held it in 7 quarters. The position peaked at $1.47M in Q1 2015. 59 funds tracked by Wall St. Rank hold SOR as of Q4 2015.

1832 Asset Management reported no remaining Source Capital position as of Q4 2015 after selling out during the quarter.
1832 Asset Management sold 20,000 Source Capital shares in Q4 2015, an estimated $1.36M.
1832 Asset Management first reported a position in Source Capital in Q1 2014 and held it in 7 quarters.
1832 Asset Management's Source Capital position peaked at $1.47M in Q1 2015.
59 funds tracked by Wall St. Rank held Source Capital as of Q4 2015.

Based on 1832 Asset Management's 13F filing for Q4 2015, filed 12 Feb 2016.