Weiss Asset Management’s Source Capital SOR Stock Holding History

Weiss Asset Management’s Portfolio SOR Stock Details SOR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-8,021	Closed	-$261K	–	511
2018 Q4	$261K	Buy	+8,021	New	+$291K	0.02%	290
2017 Q1	–	Sell	-6,204	Closed	-$223K	–	184
2016 Q4	$223K	Buy	+6,204	New	+$223K	0.03%	123
2016 Q1	–	Sell	-9,853	Closed	-$653K	–	189
2015 Q4	$653K	Buy	+9,853	New	+$671K	0.17%	94
2015 Q1	–	Sell	-21,987	Closed	-$1.59M	–	67
2014 Q4	$1.59M	Buy	+21,987	New	+$1.49M	0.64%	36

Other funds holding SOR

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Pecaut & Co Sioux City, Iowa $308M AUM 15.9% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Intersect Capital San Ramon, California $331M AUM 6.79% 1-Year Est. Return

Weiss Asset Management's SOR Position: Q1 2019 in Review

Weiss Asset Management sold out of Source Capital (SOR) in Q1 2019, closing a stake of 8,021 shares — an estimated $261K sold.

Weiss Asset Management first reported a position in SOR in Q4 2014 and held it in 4 quarters. The position peaked at $1.59M in Q4 2014. 52 funds tracked by Wall St. Rank hold SOR as of Q1 2019.

Weiss Asset Management reported no remaining Source Capital position as of Q1 2019 after selling out during the quarter.
Weiss Asset Management sold 8,021 Source Capital shares in Q1 2019, an estimated $261K.
Weiss Asset Management first reported a position in Source Capital in Q4 2014 and held it in 4 quarters.
Weiss Asset Management's Source Capital position peaked at $1.59M in Q4 2014.
52 funds tracked by Wall St. Rank held Source Capital as of Q1 2019.

Based on Weiss Asset Management's 13F filing for Q1 2019, filed 15 May 2019.