Thomas J. Herzfeld Advisors’s Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock OXLCN Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio OXLCN Stock Details OXLCN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-482,700	Closed	-$12.2M	–	364
2015 Q4	$12.2M	Buy	482,700 +19,851	+4%	+$501K	4.91%	3
2015 Q3	$11.7M	Buy	462,849 +23,879	+5%	+$602K	5.06%	2
2015 Q2	$11M	Buy	438,970 +114,672	+35%	+$2.89M	4.63%	4
2015 Q1	$8.19M	Buy	324,298 +136,250	+72%	+$3.42M	3.81%	3
2014 Q4	$4.65M	Buy	188,048 +100,913	+116%	+$2.52M	2.33%	7
2014 Q3	$2.21M	Buy	87,135 +25,908	+42%	+$655K	1.23%	26
2014 Q2	$1.55M	Buy	+61,227	New	+$1.55M	0.88%	34

Other funds holding OXLCN

SOAMC

Spirit of America Management Corp Syosset, New York $530M AUM 36.47% 1-Year Est. Return

Thomas J. Herzfeld Advisors's OXLCN Position: Q1 2016 in Review

Thomas J. Herzfeld Advisors sold out of Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock (OXLCN) in Q1 2016, closing a stake of 482,700 shares — an estimated $12.2M sold.

Thomas J. Herzfeld Advisors first reported a position in OXLCN in Q2 2014 and held it in 7 quarters. The position peaked at $12.2M in Q4 2015. 1 fund tracked by Wall St. Rank holds OXLCN as of Q1 2016.

Thomas J. Herzfeld Advisors reported no remaining Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock position as of Q1 2016 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 482,700 Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock shares in Q1 2016, an estimated $12.2M.
Thomas J. Herzfeld Advisors first reported a position in Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in Q2 2014 and held it in 7 quarters.
Thomas J. Herzfeld Advisors's Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock position peaked at $12.2M in Q4 2015.
1 fund tracked by Wall St. Rank held Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock as of Q1 2016.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2016, filed 13 May 2016.