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OXLCN

Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock

Delisted

OXLCN was delisted on the 13th of July, 2017.

3 hedge funds and large institutions have $12M invested in Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in 2015 Q3 according to their latest regulatory filings, with funds opening new positions, 1 increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more capital invested

Capital invested by funds: $11.3M → $12M (+$638K)

0% more funds holding

Funds holding: 33 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
3
Holders Change
Holders Change %
0%
% of All Funds
0.08%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
Increased
1
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change

Top Buyers

Rank Fund Capital Flow
1
TJHA
Thomas J. Herzfeld Advisors
Florida
+$602K

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$11.7M +$602K +23,879 +5%
KIA
2
KCM Investment Advisors
California
$248K
SOAMC
3
Spirit of America Management Corp
New York
$50K

OXLCN Hedge Fund Activity: Q3 2015 in Review

3 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock (OXLCN) for Q3 2015, worth a combined $12M — up 5.6% from $11.3M a quarter earlier.

Fund positioning in OXLCN was balanced in Q3 2015: 0 funds opened new positions, 0 closed out, 1 added to existing stakes and 0 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $602K.

  • 3 institutional investors held Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock (OXLCN) as of Q3 2015, unchanged from Q2 2015.
  • Funds reported $12M of Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock stock for Q3 2015, up 5.6% quarter-over-quarter.
  • 0 funds opened new Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock positions in Q3 2015 and 0 closed out.
  • The largest Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock buyer in Q3 2015 was Thomas J. Herzfeld Advisors, an estimated $602K added.

Based on aggregated 13F filings for Q3 2015.