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OXLCN

Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock

Delisted

OXLCN was delisted on the 13th of July, 2017.

3 hedge funds and large institutions have $2.25M invested in Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
3
Holders Change
+3
Holders Change %
% of All Funds
0.09%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$1.55M +$1.55M +61,227 New
KIA
2
KCM Investment Advisors
California
$643K +$641K +25,400 New
SOAMC
3
Spirit of America Management Corp
New York
$51K +$50.5K +2,000 New

OXLCN Hedge Fund Activity: Q2 2014 in Review

3 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock (OXLCN) for Q2 2014, worth a combined $2.25M.

Buyers outnumbered sellers: 3 funds opened new OXLCN positions and 0 closed out — a net gain of 3 holders — while 0 added to existing stakes and 0 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, opening a new position worth an estimated $1.55M.

  • 3 institutional investors held Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock (OXLCN) as of Q2 2014, up from 0 in Q1 2014.
  • Funds reported $2.25M of Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock stock for Q2 2014.
  • 3 funds opened new Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock positions in Q2 2014 and 0 closed out, a net change of +3 holders.
  • The largest Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock buyer in Q2 2014 was Thomas J. Herzfeld Advisors, an estimated $1.55M added.

Based on aggregated 13F filings for Q2 2014.