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OXLCN

Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN

Delisted

OXLCN was delisted on the 13th of July, 2017.

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3 hedge funds and large institutions have $12.5M invested in Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in 2015 Q4 according to their latest regulatory filings, with funds opening new positions, 2 increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $12M → $12.5M (+$584K)

0% more funds holding

Funds holding: 3 → 3 (0)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
3
Holders Change
–
Holders Change %
0%
% of All Funds
0.08%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
–
Increased
2
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TJHA
Thomas J. Herzfeld Advisors
Florida
+$501K
2
KIA
KCM Investment Advisors
California
+$20.3K

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$12.2M +$501K +19,851 +4%
KIA
2
KCM Investment Advisors
California
$269K +$20.3K +805 +8%
SOAMC
3
Spirit of America Management Corp
New York
$51K – – –

OXLCN Hedge Fund Activity: Q4 2015 in Review

3 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock (OXLCN) for Q4 2015, worth a combined $12.5M — up 4.9% from $12M a quarter earlier.

Fund positioning in OXLCN was balanced in Q4 2015: 0 funds opened new positions, 0 closed out, 2 added to existing stakes and 0 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $501K.

  • 3 institutional investors held Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock (OXLCN) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $12.5M of Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock stock for Q4 2015, up 4.9% quarter-over-quarter.
  • 0 funds opened new Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock positions in Q4 2015 and 0 closed out.
  • The largest Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock buyer in Q4 2015 was Thomas J. Herzfeld Advisors, an estimated $501K added.

Based on aggregated 13F filings for Q4 2015.