Thomas J. Herzfeld Advisors’s First Trust Ultra Short Duration Municipal ETF FUMB Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio FUMB Stock Details FUMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$2.2M	Buy	+109,973	New	+$2.21M	0.75%	37
2022 Q1	–	Sell	-80,047	Closed	-$1.61M	–	337
2021 Q4	$1.61M	Buy	80,047 +1,330	+2%	+$26.8K	0.59%	51
2021 Q3	$1.59M	Buy	+78,717	New	+$1.59M	0.7%	41

Other funds holding FUMB

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

XML Financial Bethesda, Maryland $1.24B AUM 20.4% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

GWP

Gateway Wealth Partners Appleton, Wisconsin $2.57B AUM 16.81% 1-Year Est. Return

Thomas J. Herzfeld Advisors's FUMB Position: Q1 2026 in Review

Thomas J. Herzfeld Advisors opened a new position in First Trust Ultra Short Duration Municipal ETF (FUMB) in Q1 2026: 109,973 shares worth $2.2M. The stake represents 0.75% of the portfolio and ranks #37 among its holdings. This is a return to the name: Thomas J. Herzfeld Advisors previously reported a position in FUMB as recently as Q4 2021.

Thomas J. Herzfeld Advisors first reported a position in FUMB in Q3 2021 and has held it in 3 quarters since. 88 funds tracked by Wall St. Rank hold FUMB as of Q1 2026.

Thomas J. Herzfeld Advisors held 109,973 shares of First Trust Ultra Short Duration Municipal ETF worth $2.2M as of Q1 2026.
First Trust Ultra Short Duration Municipal ETF was a new Thomas J. Herzfeld Advisors position in Q1 2026.
First Trust Ultra Short Duration Municipal ETF made up 0.75% of Thomas J. Herzfeld Advisors's portfolio in Q1 2026, its #37 holding.
Thomas J. Herzfeld Advisors first reported a position in First Trust Ultra Short Duration Municipal ETF in Q3 2021 and has held it in 3 quarters since.
88 funds tracked by Wall St. Rank held First Trust Ultra Short Duration Municipal ETF as of Q1 2026.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2026, filed 12 May 2026.