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First Trust Ultra Short Duration Municipal ETF
FUMB

88 hedge funds and large institutions have $159M invested in First Trust Ultra Short Duration Municipal ETF in 2026 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 40 increasing their positions, 29 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

38% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 29

1% more capital invested

Capital invested by funds: $157M → $159M (+$1.46M)

0% more funds holding

Funds holding: 88 → 88 (0)

6.8% less ownership

Funds ownership: 73.58% → 66.78% (-6.8%)

Holders
88
Holders Change
–
Holders Change %
0%
% of All Funds
1.08%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
40
Reduced
29
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GWP
Gateway Wealth Partners
Wisconsin
+$2.7M
2
LPL Financial
LPL Financial
California
+$2.49M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
+$2.21M
4
SCFS
Stewardship Concepts Financial Services
Washington
+$2M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.37M

Top Sellers

1
NA
NewEdge Advisors
Louisiana
-$7.79M
2
JIR
James Investment Research
Ohio
-$1.7M
3
Morgan Stanley
Morgan Stanley
New York
-$1.18M
4
Stifel Financial
Stifel Financial
Missouri
-$990K
5
Osaic Holdings
Osaic Holdings
Arizona
-$913K
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$17.6M +$2.49M +123,908 +16%
Morgan Stanley
2
Morgan Stanley
New York
$13.3M -$1.18M -58,902 -8%
Wells Fargo
3
Wells Fargo
California
$13M -$781K -38,830 -6%
XF
4
XML Financial
Maryland
$10.5M +$1,000K +49,726 +10%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$6.94M -$29.9K -1,488 -0.4%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$5.84M +$1.37M +68,054 +30%
Raymond James Financial
7
Raymond James Financial
Florida
$5.55M +$300K +14,917 +6%
JP Morgan Chase
8
JP Morgan Chase
New York
$5.53M +$732K +36,416 +15%
NA
9
NewEdge Advisors
Louisiana
$5.48M -$7.79M -387,351 -59%
GWP
10
Gateway Wealth Partners
Wisconsin
$5.21M +$2.7M +134,492 +107%
UBS Group
11
UBS Group
Switzerland
$4.25M +$77.9K +3,872 +2%
Osaic Holdings
12
Osaic Holdings
Arizona
$3.65M -$913K -45,380 -20%
JWCA
13
J.W. Cole Advisors
Florida
$3.08M +$168K +8,333 +6%
KPWS
14
Kestra Private Wealth Services
Texas
$2.98M +$228K +11,342 +8%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$2.61M +$119K +5,930 +5%
KAS
16
Kestra Advisory Services
Texas
$2.5M +$349K +17,337 +16%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$2.49M +$151K +7,500 +6%
Truist Financial
18
Truist Financial
North Carolina
$2.21M -$124K -6,170 -5%
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$2.2M +$2.21M +109,973 New
IIL
20
Insight Inv LLC
California
$2.18M -$438K -21,800 -17%
SCFS
21
Stewardship Concepts Financial Services
Washington
$1.99M +$2M +99,453 New
MFG
22
Mainsail Financial Group
Washington
$1.91M -$240K -11,951 -11%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$1.88M -$3.6K -179 -0.2%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$1.85M -$52.6K -2,616 -3%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$1.85M +$78.3K +3,896 +4%
1
2 3 4

FUMB Hedge Fund Activity: Q1 2026 in Review

88 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in First Trust Ultra Short Duration Municipal ETF (FUMB) for Q1 2026, worth a combined $159M — up 0.93% from $157M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FUMB positions and 7 closed out — a net gain of 3 holders — while 40 added to existing stakes and 29 trimmed.

The largest buyer was Gateway Wealth Partners, adding an estimated $2.7M. The largest seller was NewEdge Advisors, cutting an estimated $7.79M.

  • 88 institutional investors held First Trust Ultra Short Duration Municipal ETF (FUMB) as of Q1 2026, unchanged from Q4 2025.
  • Funds reported $159M of First Trust Ultra Short Duration Municipal ETF stock for Q1 2026, up 0.93% quarter-over-quarter.
  • 10 funds opened new First Trust Ultra Short Duration Municipal ETF positions in Q1 2026 and 7 closed out, a net change of +3 holders.
  • The largest First Trust Ultra Short Duration Municipal ETF buyer in Q1 2026 was Gateway Wealth Partners, an estimated $2.7M added.
  • The largest First Trust Ultra Short Duration Municipal ETF seller in Q1 2026 was NewEdge Advisors, an estimated $7.79M sold.

Based on aggregated 13F filings for Q1 2026.