We are live on ! Find out more
FUMB icon

First Trust Ultra Short Duration Municipal ETF

36 hedge funds and large institutions have $41.6M invested in First Trust Ultra Short Duration Municipal ETF in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 10

3% less funds holding

Funds holding: 3736 (-1)

11% less capital invested

Capital invested by funds: $46.6M → $41.6M (-$4.99M)

13.81% less ownership

Funds ownership: 58.67%44.86% (-14%)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
36
Holders Change
-1
Holders Change %
-2.7%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
17
Reduced
10
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.85M -$4.93M -244,275 -42%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$5.81M +$5.36M +265,891 +1,188%
LPL Financial
3
LPL Financial
California
$4.78M +$715K +35,445 +18%
AC
4
Avestar Capital
New York
$2.52M -$1.11M -55,000 -31%
APWM
5
Atlas Private Wealth Management
New York
$2.44M +$322K +15,986 +15%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$2.1M +$96.8K +4,801 +5%
Osaic Holdings
7
Osaic Holdings
Arizona
$1.98M +$414K +20,535 +26%
SWP
8
Stratos Wealth Partners
Ohio
$1.47M -$46.2K -2,290 -3%
RJA
9
Raymond James & Associates
Florida
$1.35M +$193K +9,568 +17%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.27M +$411K +20,384 +48%
KAS
11
Kestra Advisory Services
Texas
$1.1M +$1.1M +54,495 New
NFG
12
Norris Financial Group
South Carolina
$935K +$91.4K +4,535 +11%
KA
13
Kovack Advisors
Florida
$907K
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$864K +$464K +23,001 +116%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$803K +$177K +8,783 +28%
SCA
16
Snowden Capital Advisors
New York
$772K -$281K -13,956 -27%
NFG
17
Next Financial Group
Texas
$677K -$150K -7,431 -18%
Citadel Advisors
18
Citadel Advisors
Florida
$672K +$673K +33,357 New
OIA
19
OneDigital Investment Advisors
Kansas
$659K -$397K -19,674 -38%
BFG
20
Barber Financial Group
Kansas
$456K +$5K +248 +1%
NA
21
NewEdge Advisors
Louisiana
$432K +$23.7K +1,175 +6%
1IA
22
1834 Investment Advisors
Wisconsin
$399K +$399K +19,800 New
FAIM
23
Financial Advocates Investment Management
Washington
$359K +$80.5K +3,990 +29%
WCFA
24
Walkner Condon Financial Advisors
Wisconsin
$356K -$130K -6,459 -27%
Jane Street
25
Jane Street
New York
$304K -$637K -31,601 -68%

FUMB Hedge Fund Activity: Q3 2020 in Review

36 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Ultra Short Duration Municipal ETF (FUMB) for Q3 2020, worth a combined $41.6M — down 11% from $46.6M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of FUMB and 5 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 17 added.

The largest buyer was Royal Bank of Canada, adding an estimated $5.36M. The largest seller was Morgan Stanley, cutting an estimated $4.93M.

  • 36 institutional investors held First Trust Ultra Short Duration Municipal ETF (FUMB) as of Q3 2020, down from 37 in Q2 2020.
  • Funds reported $41.6M of First Trust Ultra Short Duration Municipal ETF stock for Q3 2020, down 11% quarter-over-quarter.
  • 5 funds opened new First Trust Ultra Short Duration Municipal ETF positions in Q3 2020 and 6 closed out, a net change of -1 holder.
  • The largest First Trust Ultra Short Duration Municipal ETF buyer in Q3 2020 was Royal Bank of Canada, an estimated $5.36M added.
  • The largest First Trust Ultra Short Duration Municipal ETF seller in Q3 2020 was Morgan Stanley, an estimated $4.93M sold.

Based on aggregated 13F filings for Q3 2020.