Kovack Advisors’s First Trust Ultra Short Duration Municipal ETF FUMB Stock Holding History

Kovack Advisors’s Portfolio FUMB Stock Details FUMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	–	Sell	-12,447	Closed	-$250K	–	526
2023 Q4	$250K	Sell	12,447 -3,000	-19%	-$60K	0.03%	466
2023 Q3	$308K	Sell	15,447 -2,053	-12%	-$41K	0.04%	382
2023 Q2	$350K	Sell	17,500 -70,000	-80%	-$1.4M	0.04%	375
2023 Q1	$1.75M	Sell	87,500 -64,500	-42%	-$1.29M	0.24%	95
2022 Q4	$3.03M	Sell	152,000 -25,000	-14%	-$498K	0.44%	44
2022 Q3	$3.51M	Hold	177,000	–	–	0.52%	34
2022 Q2	$3.53M	Hold	177,000	–	–	0.47%	35
2022 Q1	$3.53M	Buy	177,000 +68,300	+63%	+$1.37M	0.36%	52
2021 Q4	$2.19M	Buy	108,700 +13,700	+14%	+$276K	0.21%	112
2021 Q3	$1.92M	Buy	95,000 +25,000	+36%	+$505K	0.21%	124
2021 Q2	$1.41M	Hold	70,000	–	–	0.16%	153
2021 Q1	$1.41M	Hold	70,000	–	–	0.18%	144
2020 Q4	$1.41M	Buy	70,000 +25,000	+56%	+$504K	0.2%	127
2020 Q3	$907K	Hold	45,000	–	–	0.16%	148
2020 Q2	$904K	Hold	45,000	–	–	0.18%	139
2020 Q1	$905K	Hold	45,000	–	–	0.21%	118
2019 Q4	$905K	Buy	45,000 +20,000	+80%	+$402K	0.16%	154
2019 Q3	$503K	Hold	25,000	–	–	0.1%	231
2019 Q2	$502K	Buy	+25,000	New	+$502K	0.11%	209

Other funds holding FUMB

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

MFG

Mainsail Financial Group Bellevue, Washington $294M AUM 23.41% 1-Year Est. Return

Nilsine Partners Greenwood Village, Colorado $1.28B AUM 27.63% 1-Year Est. Return

Kovack Advisors's FUMB Position: Q1 2024 in Review

Kovack Advisors sold out of First Trust Ultra Short Duration Municipal ETF (FUMB) in Q1 2024, closing a stake of 12,447 shares — an estimated $250K sold.

Kovack Advisors first reported a position in FUMB in Q2 2019 and held it in 19 quarters. The position peaked at $3.53M in Q2 2022. 83 funds tracked by Wall St. Rank hold FUMB as of Q1 2024.

Kovack Advisors reported no remaining First Trust Ultra Short Duration Municipal ETF position as of Q1 2024 after selling out during the quarter.
Kovack Advisors sold 12,447 First Trust Ultra Short Duration Municipal ETF shares in Q1 2024, an estimated $250K.
Kovack Advisors first reported a position in First Trust Ultra Short Duration Municipal ETF in Q2 2019 and held it in 19 quarters.
Kovack Advisors's First Trust Ultra Short Duration Municipal ETF position peaked at $3.53M in Q2 2022.
83 funds tracked by Wall St. Rank held First Trust Ultra Short Duration Municipal ETF as of Q1 2024.

Based on Kovack Advisors's 13F filing for Q1 2024, filed 19 Apr 2024.