Rockefeller Capital Management
FUMB icon

Rockefeller Capital Management’s First Trust Ultra Short Duration Municipal ETF FUMB Stock Holding History

Rockefeller Capital Management’s Portfolio FUMB Stock Details FUMB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$2.61M Buy
130,394
+5,930
+5% +$119K ﹤0.01% 1187
2025
Q4 		$2.5M Buy
124,464
+34,765
+39% +$698K ﹤0.01% 1167
2025
Q3 		$1.8M Sell
89,699
-18,495
-17% -$372K ﹤0.01% 1198
2025
Q2 		$2.17M Sell
108,194
-6,773
-6% -$136K ﹤0.01% 1084
2025
Q1 		$2.31M Sell
114,967
-422,456
-79% -$8.5M 0.01% 980
2024
Q4 		$10.8M Buy
537,423
+21,471
+4% +$432K 0.03% 531
2024
Q3 		$10.4M Buy
515,952
+3,419
+0.7% +$68.9K 0.03% 537
2024
Q2 		$10.3M Buy
512,533
+27,940
+6% +$561K 0.03% 507
2024
Q1 		$9.71M Buy
484,593
+35,409
+8% +$711K 0.03% 514
2023
Q4 		$9.01M Sell
449,184
-605,384
-57% -$12.1M 0.03% 486
2023
Q3 		$21M Sell
1,054,568
-80,993
-7% -$1.62M 0.08% 246
2023
Q2 		$22.7M Buy
1,135,561
+1,120,741
+7,562% +$22.4M 0.09% 234
2023
Q1 		$295K Sell
14,820
-233
-2% -$4.65K ﹤0.01% 1584
2022
Q4 		$300K Buy
15,053
+5,053
+51% +$101K ﹤0.01% 1478
2022
Q3 		$198K Hold
10,000
– – ﹤0.01% 1652
2022
Q2 		$199K Buy
+10,000
New +$199K ﹤0.01% 1636
2021
Q2 		– Sell
-1,065
Closed -$21K – 3492
2021
Q1 		$21K Buy
1,065
+1
+0.1% +$20 ﹤0.01% 2253
2020
Q4 		$21K Buy
1,064
+2
+0.2% +$40 ﹤0.01% 1984
2020
Q3 		$21K Buy
+1,062
New +$21.4K ﹤0.01% 1766

Other funds holding FUMB

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
XF
XML Financial Bethesda, Maryland $1.24B AUM 20.4% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return
GWP
Gateway Wealth Partners Appleton, Wisconsin $2.57B AUM 16.81% 1-Year Est. Return

Rockefeller Capital Management's FUMB Position: Q1 2026 in Review

Rockefeller Capital Management increased its First Trust Ultra Short Duration Municipal ETF (FUMB) stake by 4.8% in Q1 2026, buying an estimated $119K and bringing the position to 130,394 shares worth $2.61M. The position accounts for ﹤0.01% of the portfolio, ranked #1187.

Rockefeller Capital Management first reported a position in FUMB in Q3 2020 and has held it in 19 quarters since. The position peaked at $22.7M in Q2 2023. 88 funds tracked by Wall St. Rank hold FUMB as of Q1 2026.

  • Rockefeller Capital Management held 130,394 shares of First Trust Ultra Short Duration Municipal ETF worth $2.61M as of Q1 2026.
  • Rockefeller Capital Management bought 5,930 First Trust Ultra Short Duration Municipal ETF shares in Q1 2026, an estimated $119K.
  • First Trust Ultra Short Duration Municipal ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #1187 holding.
  • Rockefeller Capital Management first reported a position in First Trust Ultra Short Duration Municipal ETF in Q3 2020 and has held it in 19 quarters since.
  • Rockefeller Capital Management's First Trust Ultra Short Duration Municipal ETF position peaked at $22.7M in Q2 2023.
  • 88 funds tracked by Wall St. Rank held First Trust Ultra Short Duration Municipal ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.