Rockefeller Capital Management
FUMB icon

Rockefeller Capital Management’s First Trust Ultra Short Duration Municipal ETF FUMB Stock Holding History

Rockefeller Capital Management’s Portfolio FUMB Stock Details FUMB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$2.51M Sell
125,283
-5,111
-4% -$103K ﹤0.01% 1276
2026
Q1 		$2.61M Buy
130,394
+5,930
+5% +$119K ﹤0.01% 1187
2025
Q4 		$2.5M Buy
124,464
+34,765
+39% +$698K ﹤0.01% 1167
2025
Q3 		$1.8M Sell
89,699
-18,495
-17% -$372K ﹤0.01% 1198
2025
Q2 		$2.17M Sell
108,194
-6,773
-6% -$136K ﹤0.01% 1084
2025
Q1 		$2.31M Sell
114,967
-422,456
-79% -$8.5M 0.01% 980
2024
Q4 		$10.8M Buy
537,423
+21,471
+4% +$432K 0.03% 531
2024
Q3 		$10.4M Buy
515,952
+3,419
+0.7% +$68.9K 0.03% 537
2024
Q2 		$10.3M Buy
512,533
+27,940
+6% +$561K 0.03% 507
2024
Q1 		$9.71M Buy
484,593
+35,409
+8% +$711K 0.03% 514
2023
Q4 		$9.01M Sell
449,184
-605,384
-57% -$12.1M 0.03% 486
2023
Q3 		$21M Sell
1,054,568
-80,993
-7% -$1.62M 0.08% 246
2023
Q2 		$22.7M Buy
1,135,561
+1,120,741
+7,562% +$22.4M 0.09% 234
2023
Q1 		$295K Sell
14,820
-233
-2% -$4.65K ﹤0.01% 1584
2022
Q4 		$300K Buy
15,053
+5,053
+51% +$101K ﹤0.01% 1478
2022
Q3 		$198K Hold
10,000
– – ﹤0.01% 1652
2022
Q2 		$199K Buy
+10,000
New +$199K ﹤0.01% 1636
2021
Q2 		– Sell
-1,065
Closed -$21K – 3492
2021
Q1 		$21K Buy
1,065
+1
+0.1% +$20 ﹤0.01% 2253
2020
Q4 		$21K Buy
1,064
+2
+0.2% +$40 ﹤0.01% 1984
2020
Q3 		$21K Buy
+1,062
New +$21.4K ﹤0.01% 1766

Other funds holding FUMB

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
GA
GSG Advisors Mount Laurel, New Jersey $454M AUM 28.38% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return
VPW
Vaquero Private Wealth Dallas, Texas $486M AUM

Rockefeller Capital Management's FUMB Position: Q2 2026 in Review

Rockefeller Capital Management reduced its First Trust Ultra Short Duration Municipal ETF (FUMB) stake by 3.9% in Q2 2026, selling an estimated $103K and leaving 125,283 shares worth $2.51M. The position accounts for ﹤0.01% of the portfolio, ranked #1276.

Rockefeller Capital Management first reported a position in FUMB in Q3 2020 and has held it in 20 quarters since. The position peaked at $22.7M in Q2 2023. 85 funds tracked by Wall St. Rank hold FUMB as of Q2 2026.

  • Rockefeller Capital Management held 125,283 shares of First Trust Ultra Short Duration Municipal ETF worth $2.51M as of Q2 2026.
  • Rockefeller Capital Management sold 5,111 First Trust Ultra Short Duration Municipal ETF shares in Q2 2026, an estimated $103K.
  • First Trust Ultra Short Duration Municipal ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1276 holding.
  • Rockefeller Capital Management first reported a position in First Trust Ultra Short Duration Municipal ETF in Q3 2020 and has held it in 20 quarters since.
  • Rockefeller Capital Management's First Trust Ultra Short Duration Municipal ETF position peaked at $22.7M in Q2 2023.
  • 85 funds tracked by Wall St. Rank held First Trust Ultra Short Duration Municipal ETF as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.