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First Trust Ultra Short Duration Municipal ETF
FUMB

94 hedge funds and large institutions have $170M invested in First Trust Ultra Short Duration Municipal ETF in 2025 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 37 increasing their positions, 22 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 7

68% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 22

14% more capital invested

Capital invested by funds: $149M → $170M (+$20.8M)

8% more funds holding

Funds holding: 87 → 94 (+7)

3.07% more ownership

Funds ownership: 73.13% → 76.21% (+3.1%)

Holders
94
Holders Change
+7
Holders Change %
+8.05%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
37
Reduced
22
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FTUS
Flow Traders U.S.
New York
+$2.5M
2
GWP
Gateway Wealth Partners
Wisconsin
+$2.47M
3
Baird Financial Group
Baird Financial Group
Wisconsin
+$2.3M
4
Morgan Stanley
Morgan Stanley
New York
+$1.9M
5
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
+$1.56M

Top Sellers

1
SNWA
Siligmueller & Norvid Wealth Advisors
Illinois
-$1.32M
2
SPC
Sigma Planning Corp
Michigan
-$865K
3
Rockefeller Capital Management
Rockefeller Capital Management
New York
-$372K
4
US Bancorp
US Bancorp
Minnesota
-$340K
5
VWM
VCI Wealth Management
Missouri
-$282K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18M +$1.9M +94,611 +12%
LPL Financial
2
LPL Financial
California
$15.5M +$782K +38,818 +5%
NA
3
NewEdge Advisors
Louisiana
$13.5M +$430K +21,339 +3%
Wells Fargo
4
Wells Fargo
California
$12.3M +$502K +24,945 +4%
XF
5
XML Financial
Maryland
$10.2M +$516K +25,633 +5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7.76M +$675K +33,542 +10%
MFG
7
Mainsail Financial Group
Washington
$5.77M +$51.2K +2,545 +0.9%
Raymond James Financial
8
Raymond James Financial
Florida
$5.69M +$127K +6,293 +2%
Osaic Holdings
9
Osaic Holdings
Arizona
$5.39M -$51.2K -2,541 -0.9%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$4.34M -$123K -6,089 -3%
JP Morgan Chase
11
JP Morgan Chase
New York
$4.01M +$1.22M +60,500 +44%
UBS Group
12
UBS Group
Switzerland
$3.81M -$42.8K -2,128 -1%
KAS
13
Kestra Advisory Services
Texas
$3.11M +$38.5K +1,911 +1%
IIL
14
Insight Inv LLC
California
$3.03M +$418K +20,750 +16%
JWCA
15
J.W. Cole Advisors
Florida
$2.89M -$108K -5,369 -4%
JIR
16
James Investment Research
Ohio
$2.78M – – –
Baird Financial Group
17
Baird Financial Group
Wisconsin
$2.55M +$2.3M +114,370 +915%
FTUS
18
Flow Traders U.S.
New York
$2.5M +$2.5M +124,125 New
GWP
19
Gateway Wealth Partners
Wisconsin
$2.46M +$2.47M +122,580 New
Truist Financial
20
Truist Financial
North Carolina
$2.39M -$14.5K -721 -0.6%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$2.12M +$975K +48,440 +85%
KPWS
22
Kestra Private Wealth Services
Texas
$2.03M +$652K +32,390 +47%
IWA
23
Inspirion Wealth Advisors
Illinois
$1.95M +$455K +22,575 +30%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$1.87M +$419K +20,815 +29%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$1.81M +$288K +14,316 +19%
1
2 3 4 5

FUMB Hedge Fund Activity: Q3 2025 in Review

94 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in First Trust Ultra Short Duration Municipal ETF (FUMB) for Q3 2025, worth a combined $170M — up 14% from $149M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FUMB positions and 7 closed out — a net gain of 7 holders — while 37 added to existing stakes and 22 trimmed.

The largest buyer was Flow Traders U.S., opening a new position worth an estimated $2.5M. The largest seller was Siligmueller & Norvid Wealth Advisors, exiting entirely with an estimated $1.32M sold.

  • 94 institutional investors held First Trust Ultra Short Duration Municipal ETF (FUMB) as of Q3 2025, up from 87 in Q2 2025.
  • Funds reported $170M of First Trust Ultra Short Duration Municipal ETF stock for Q3 2025, up 14% quarter-over-quarter.
  • 14 funds opened new First Trust Ultra Short Duration Municipal ETF positions in Q3 2025 and 7 closed out, a net change of +7 holders.
  • The largest First Trust Ultra Short Duration Municipal ETF buyer in Q3 2025 was Flow Traders U.S., an estimated $2.5M added.
  • The largest First Trust Ultra Short Duration Municipal ETF seller in Q3 2025 was Siligmueller & Norvid Wealth Advisors, an estimated $1.32M sold.

Based on aggregated 13F filings for Q3 2025.