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First Trust Ultra Short Duration Municipal ETF
FUMB

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.6M +$2.35M +117,030 +18%
Wells Fargo
2
Wells Fargo
California
$13.4M +$407K +20,275 +3%
LPL Financial
3
LPL Financial
California
$13.1M -$4.56M -227,067 -26%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$13M +$7.12M +354,856 +122%
GA
5
GSG Advisors
New Jersey
$10.4M +$10.1M +501,234 +3,041%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$6.98M +$40.5K +2,016 +0.6%
Osaic Holdings
7
Osaic Holdings
Arizona
$6.9M +$3.26M +162,246 +89%
Raymond James Financial
8
Raymond James Financial
Florida
$6.78M +$1.22M +61,009 +22%
NA
9
NewEdge Advisors
Louisiana
$5.15M -$339K -16,896 -6%
VPW
10
Vaquero Private Wealth
Texas
$4.77M +$4.77M +237,797 New
UBS Group
11
UBS Group
Switzerland
$4.6M +$342K +17,053 +8%
JP Morgan Chase
12
JP Morgan Chase
New York
$3.43M -$2.09M -104,261 -38%
JWCA
13
J.W. Cole Advisors
Florida
$3.18M +$100K +4,997 +3%
KPWS
14
Kestra Private Wealth Services
Texas
$3.16M +$181K +9,028 +6%
KAS
15
Kestra Advisory Services
Texas
$2.83M +$334K +16,651 +13%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$2.51M -$103K -5,111 -4%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$2.49M – – –
GWP
18
Gateway Wealth Partners
Wisconsin
$2.19M -$3.03M -151,033 -58%
IIL
19
Insight Inv LLC
California
$2.18M -$9.03K -450 -0.4%
Thrivent Financial for Lutherans
20
Thrivent Financial for Lutherans
Minnesota
$2M +$151K +7,536 +8%
Truist Financial
21
Truist Financial
North Carolina
$1.9M -$310K -15,426 -14%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$1.87M +$25.9K +1,290 +1%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$1.79M -$52.7K -2,627 -3%
CFG
24
Capital Financial Group
Colorado
$1.65M +$29.9K +1,490 +2%
WWWM
25
White Wing Wealth Management
Texas
$1.6M +$1.6M +79,877 New
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