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First Trust Ultra Short Duration Municipal ETF

FUMB

Market cap $253M

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Citigroup New York	$4.02M	–	–	–
2	2 Goldman Sachs New York	$3.11M	-$622K	-30,915	-17%
3	FAAS 3 First Allied Advisory Services San Diego, California	$1M	–	–	–
4	AC 4 Avestar Capital New York	$522K	+$523K	+25,990	New
5	KA 5 Kovack Advisors Ft. Lauderdale, Florida	$503K	–	–	–
6	6 Cetera Investment Advisers Schaumburg, Illinois	$441K	+$441K	+21,925	New
7	7 Commonwealth Equity Services Waltham, Massachusetts	$430K	+$221K	+11,013	+106%
8	8 Citadel Advisors Miami, Florida	$313K	-$284K	-14,142	-48%
9	LTFS 9 Ladenburg Thalmann Financial Services Miami, Florida	$274K	+$146K	+7,250	+114%
10	BCM 10 Brasada Capital Management Houston, Texas	$259K	+$260K	+12,907	New
11	11 Jane Street New York	$251K	+$251K	+12,482	New
12	ASN 12 Advisory Services Network Atlanta, Georgia	$100K	–	–	–
13	13 Royal Bank of Canada Toronto, Ontario, Canada	$30K	-$667K	-33,175	-96%
14	CIAS 14 Capital Investment Advisory Services Raleigh, North Carolina	$19K	+$19.1K	+950	New
15	CS 15 Credit Suisse Zurich, Switzerland	–	-$2.97M	-148,142	Closed
16	16 Wells Fargo San Francisco, California	–	+$20	+1	New