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First Trust Ultra Short Duration Municipal ETF
FUMB

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.4M -$834K -41,432 -4%
LPL Financial
2
LPL Financial
California
$19.4M +$1.95M +96,825 +11%
NA
3
NewEdge Advisors
Louisiana
$12.3M -$308K -15,303 -2%
Rockefeller Capital Management
4
Rockefeller Capital Management
New York
$10.4M +$68.9K +3,419 +0.7%
MFG
5
Mainsail Financial Group
Washington
$5.5M +$487K +24,164 +10%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.51M -$22.3K -1,109 -0.5%
NP
7
Nilsine Partners
Colorado
$4.42M +$72.2K +3,583 +2%
JP Morgan Chase
8
JP Morgan Chase
New York
$4.41M +$1.52M +75,592 +53%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$4.36M -$135K -6,694 -3%
KAS
10
Kestra Advisory Services
Texas
$3.76M +$619K +30,758 +20%
Osaic Holdings
11
Osaic Holdings
Arizona
$3.18M -$972K -48,245 -23%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$3.15M +$5.17K +257 +0.2%
JWCA
13
J.W. Cole Advisors
Florida
$2.79M +$156K +7,771 +6%
Wells Fargo
14
Wells Fargo
California
$2.43M +$314K +15,592 +15%
JIR
15
James Investment Research
Ohio
$2.29M – – –
IWA
16
Inspirion Wealth Advisors
Illinois
$1.95M -$1.21M -59,929 -38%
Stifel Financial
17
Stifel Financial
Missouri
$1.75M -$29.9K -1,487 -2%
MWM
18
Modern Wealth Management
Kansas
$1.44M -$272K -13,510 -16%
UBS Group
19
UBS Group
Switzerland
$1.38M -$327K -16,237 -19%
SA
20
Sanctuary Advisors
Indiana
$1.36M -$173K -8,605 -11%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$1.35M +$169K +8,411 +14%
PAG
22
Private Advisor Group
New Jersey
$1.33M -$383K -19,016 -22%
GA
23
GSG Advisors
New Jersey
$1.21M +$7.79K +387 +0.6%
SPC
24
Sigma Planning Corp
Michigan
$1.19M -$67.5K -3,351 -5%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$1.16M -$322K -15,980 -22%
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