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First Trust Ultra Short Duration Municipal ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$17.6M +$2.49M +123,908 +16%
Morgan Stanley
2
Morgan Stanley
New York
$13.3M -$1.18M -58,902 -8%
Wells Fargo
3
Wells Fargo
California
$13M -$781K -38,830 -6%
XF
4
XML Financial
Maryland
$10.5M +$1,000K +49,726 +10%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$6.94M -$29.9K -1,488 -0.4%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$5.84M +$1.37M +68,054 +30%
Raymond James Financial
7
Raymond James Financial
Florida
$5.55M +$300K +14,917 +6%
JP Morgan Chase
8
JP Morgan Chase
New York
$5.53M +$732K +36,416 +15%
NA
9
NewEdge Advisors
Louisiana
$5.48M -$7.79M -387,351 -59%
GWP
10
Gateway Wealth Partners
Wisconsin
$5.21M +$2.7M +134,492 +107%
UBS Group
11
UBS Group
Switzerland
$4.25M +$77.9K +3,872 +2%
Osaic Holdings
12
Osaic Holdings
Arizona
$3.65M -$913K -45,380 -20%
JWCA
13
J.W. Cole Advisors
Florida
$3.08M +$168K +8,333 +6%
KPWS
14
Kestra Private Wealth Services
Texas
$2.98M +$228K +11,342 +8%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$2.61M +$119K +5,930 +5%
KAS
16
Kestra Advisory Services
Texas
$2.5M +$349K +17,337 +16%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$2.49M +$151K +7,500 +6%
Truist Financial
18
Truist Financial
North Carolina
$2.21M -$124K -6,170 -5%
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$2.2M +$2.21M +109,973 New
IIL
20
Insight Inv LLC
California
$2.18M -$438K -21,800 -17%
SCFS
21
Stewardship Concepts Financial Services
Washington
$1.99M +$2M +99,453 New
MFG
22
Mainsail Financial Group
Washington
$1.91M -$240K -11,951 -11%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$1.88M -$3.6K -179 -0.2%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$1.85M -$52.6K -2,616 -3%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$1.85M +$78.3K +3,896 +4%