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First Trust Ultra Short Duration Municipal ETF
FUMB

Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$15.1M -$2.63M -130,991 -15%
Morgan Stanley
2
Morgan Stanley
New York
$14M -$3.37M -167,601 -19%
NA
3
NewEdge Advisors
Louisiana
$13.2M -$356K -17,716 -3%
Wells Fargo
4
Wells Fargo
California
$11.5M +$8.2M +407,629 +248%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$6.66M +$2.19M +109,110 +49%
MFG
6
Mainsail Financial Group
Washington
$5.66M +$264K +13,144 +5%
Osaic Holdings
7
Osaic Holdings
Arizona
$5.43M +$2.24M +111,517 +70%
Raymond James Financial
8
Raymond James Financial
Florida
$4.92M -$156K -7,755 -3%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$4.44M -$30.9K -1,537 -0.7%
UBS Group
10
UBS Group
Switzerland
$3.85M +$3.1M +154,188 +415%
JP Morgan Chase
11
JP Morgan Chase
New York
$3.32M -$996K -49,511 -23%
KAS
12
Kestra Advisory Services
Texas
$2.95M -$3.76M -186,709 -56%
JWCA
13
J.W. Cole Advisors
Florida
$2.87M +$323K +16,044 +13%
JIR
14
James Investment Research
Ohio
$2.79M +$189K +9,374 +7%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$2.31M -$8.5M -422,456 -79%
IIL
16
Insight Inv LLC
California
$2.26M +$1.69M +84,170 +298%
Stifel Financial
17
Stifel Financial
Missouri
$1.82M -$345K -17,143 -16%
IWA
18
Inspirion Wealth Advisors
Illinois
$1.75M -$195K -9,675 -10%
SNWA
19
Siligmueller & Norvid Wealth Advisors
Illinois
$1.53M -$96.7K -4,810 -6%
SPC
20
Sigma Planning Corp
Michigan
$1.44M -$134K -6,671 -9%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$1.28M +$281K +13,989 +28%
SA
22
Sanctuary Advisors
Indiana
$1.23M -$41.4K -2,060 -3%
PAG
23
Private Advisor Group
New Jersey
$1.15M +$36.3K +1,806 +3%
GA
24
GSG Advisors
New Jersey
$1.04M +$7.76K +386 +0.7%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$1.02M -$508K -25,280 -33%
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