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First Trust Ultra Short Duration Municipal ETF
FUMB

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.7M +$2.62M +130,203 +29%
LPL Financial
2
LPL Financial
California
$4.05M -$866K -43,045 -18%
FTUS
3
Flow Traders U.S.
New York
$3.83M +$3.84M +190,798 New
AC
4
Avestar Capital
New York
$3.62M -$80.5K -4,000 -2%
LA
5
LexAurum Advisors
Kansas
$2.45M +$2.45M +121,777 New
APWM
6
Atlas Private Wealth Management
New York
$2.11M +$1.36M +67,441 +180%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$2M +$484K +24,059 +32%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.56M +$251K +12,464 +19%
SWP
9
Stratos Wealth Partners
Ohio
$1.51M -$1.65M -81,976 -52%
FAAS
10
First Allied Advisory Services
California
$1.19M -$18.8K -932 -2%
RJA
11
Raymond James & Associates
Florida
$1.16M +$145K +7,195 +14%
OIA
12
OneDigital Investment Advisors
Kansas
$1.05M +$6.52K +324 +0.6%
SCA
13
Snowden Capital Advisors
New York
$1.05M +$1.05M +52,256 New
Jane Street
14
Jane Street
New York
$938K +$939K +46,674 New
KA
15
Kovack Advisors
Florida
$904K – – –
RJFSA
16
Raymond James Financial Services Advisors
Florida
$861K +$65.4K +3,252 +8%
NFG
17
Norris Financial Group
South Carolina
$842K -$44.9K -2,230 -5%
NFG
18
Next Financial Group
Texas
$825K +$192K +9,550 +30%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$625K +$626K +31,097 New
WCFA
20
Walkner Condon Financial Advisors
Wisconsin
$485K +$486K +24,137 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$449K +$38.9K +1,933 +9%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$449K +$450K +22,351 New
BFG
23
Barber Financial Group
Kansas
$449K +$450K +22,369 New
NA
24
NewEdge Advisors
Louisiana
$407K -$320K -15,907 -44%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$399K +$90.9K +4,517 +29%
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