Next Financial Group’s First Trust Ultra Short Duration Municipal ETF FUMB Stock Holding History

Next Financial Group’s Portfolio FUMB Stock Details FUMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-9,500	Closed	-$192K	–	2564
2020 Q4	$192K	Sell	9,500 -24,119	-72%	-$486K	0.02%	729
2020 Q3	$677K	Sell	33,619 -7,431	-18%	-$150K	0.07%	268
2020 Q2	$825K	Buy	41,050 +9,550	+30%	+$192K	0.1%	220
2020 Q1	$633K	Buy	+31,500	New	+$632K	0.08%	224

Other funds holding FUMB

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

APWM

Atlas Private Wealth Management Albany, New York $238M AUM 17.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Next Financial Group's FUMB Position: Q1 2021 in Review

Next Financial Group sold out of First Trust Ultra Short Duration Municipal ETF (FUMB) in Q1 2021, closing a stake of 9,500 shares — an estimated $192K sold.

Next Financial Group first reported a position in FUMB in Q1 2020 and held it in 4 quarters. The position peaked at $825K in Q2 2020. 42 funds tracked by Wall St. Rank hold FUMB as of Q1 2021.

Next Financial Group reported no remaining First Trust Ultra Short Duration Municipal ETF position as of Q1 2021 after selling out during the quarter.
Next Financial Group sold 9,500 First Trust Ultra Short Duration Municipal ETF shares in Q1 2021, an estimated $192K.
Next Financial Group first reported a position in First Trust Ultra Short Duration Municipal ETF in Q1 2020 and held it in 4 quarters.
Next Financial Group's First Trust Ultra Short Duration Municipal ETF position peaked at $825K in Q2 2020.
42 funds tracked by Wall St. Rank held First Trust Ultra Short Duration Municipal ETF as of Q1 2021.

Based on Next Financial Group's 13F filing for Q1 2021, filed 16 Apr 2021.