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First Trust Ultra Short Duration Municipal ETF
FUMB

Overview Fund Activity

46 hedge funds and large institutions have $49M invested in First Trust Ultra Short Duration Municipal ETF in 2020 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 5 closing their positions.

Holders
46
Holders Change
+11
Holders Change %
+31.43%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
16
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
1
Jane Street
New York
$5.06M
2
HighTower Advisors
2
HighTower Advisors
Illinois
$1.06M
3
Stifel Financial
3
Stifel Financial
Missouri
$1.06M
4
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$838K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$6.64M

Top Sellers

1
AC
1
Avestar Capital
New York
$504K
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$902K
3
Morgan Stanley
3
Morgan Stanley
New York
$5.71M
4
OIA
4
OneDigital Investment Advisors
Kansas
$0
5
NFG
5
Next Financial Group
Texas
$192K
Name Market Value Shares Shares
Change 		Shares
Change %
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$6.64M 329,361 +41,098 +14%
Morgan Stanley
2
Morgan Stanley
New York
$5.71M 282,974 -57,126 -17%
LPL Financial
3
LPL Financial
California
$5.06M 250,742 +13,615 +6%
Jane Street
4
Jane Street
New York
$5.06M 250,729 +235,656 +1,563%
APWM
5
Atlas Private Wealth Management
New York
$2.48M 122,802 +1,875 +2%
Osaic Holdings
6
Osaic Holdings
Arizona
$2.29M 113,744 +15,279 +16%
RJA
7
Raymond James & Associates
Florida
$1.86M 92,249 +25,016 +37%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.61M 79,768 +16,533 +26%
SWP
9
Stratos Wealth Partners
Ohio
$1.42M 70,582 -2,502 -3%
KA
10
Kovack Advisors
Florida
$1.41M 70,000 +25,000 +56%
KAS
11
Kestra Advisory Services
Texas
$1.35M 67,107 +12,612 +23%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.13M 55,886 +13,008 +30%
Stifel Financial
13
Stifel Financial
Missouri
$1.06M 52,432 +52,432 New
HighTower Advisors
14
HighTower Advisors
Illinois
$1.06M 52,514 +52,514 New
SCA
15
Snowden Capital Advisors
New York
$915K 45,343 +7,043 +18%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$902K 44,758 -59,714 -57%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$838K 41,535 +41,535 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$804K 39,880 – –
Citadel Advisors
19
Citadel Advisors
Florida
$703K 34,835 +1,478 +4%
FAIM
20
Financial Advocates Investment Management
Washington
$644K 31,909 +14,069 +79%
FTUS
21
Flow Traders U.S.
New York
$533K 26,403 +26,403 New
AC
22
Avestar Capital
New York
$504K 25,000 -100,000 -80%
WCFA
23
Walkner Condon Financial Advisors
Wisconsin
$468K 23,220 +5,542 +31%
BFG
24
Barber Financial Group
Kansas
$456K 22,617 – –
NA
25
NewEdge Advisors
Louisiana
$425K 21,048 -405 -2%
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