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First Trust Ultra Short Duration Municipal ETF

42 hedge funds and large institutions have $63M invested in First Trust Ultra Short Duration Municipal ETF in 2021 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 27 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

286% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 7

26% more capital invested

Capital invested by funds: $50M → $63M (+$13.1M)

3.59% more ownership

Funds ownership: 47.18%50.77% (+3.6%)

11% less funds holding

Funds holding: 4742 (-5)

63% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 8

Holders
42
Holders Change
-5
Holders Change %
-10.64%
% of All Funds
0.74%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
27
Reduced
7
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$9.73M +$3.08M +152,657 +46%
LPL Financial
2
LPL Financial
California
$9.01M +$3.94M +195,475 +78%
APWM
3
Atlas Private Wealth Management
New York
$5.58M +$3.1M +153,383 +125%
Morgan Stanley
4
Morgan Stanley
New York
$5.14M -$577K -28,570 -10%
RJA
5
Raymond James & Associates
Florida
$4.9M +$3.04M +150,605 +163%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$2.75M +$1.62M +80,201 +144%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$2.3M +$688K +34,094 +43%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.23M -$70.2K -3,477 -3%
HighTower Advisors
9
HighTower Advisors
Illinois
$2.18M +$1.12M +55,511 +106%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.95M +$1.05M +51,981 +116%
SWP
11
Stratos Wealth Partners
Ohio
$1.65M +$220K +10,877 +15%
KAS
12
Kestra Advisory Services
Texas
$1.58M +$228K +11,295 +17%
SCA
13
Snowden Capital Advisors
New York
$1.48M +$565K +28,011 +62%
KA
14
Kovack Advisors
Florida
$1.41M
Jane Street
15
Jane Street
New York
$1.38M -$3.68M -182,520 -73%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$938K +$99.1K +4,909 +12%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$876K +$70.4K +3,487 +9%
NFG
18
Norris Financial Group
South Carolina
$701K -$220K -10,920 -24%
FAIM
19
Financial Advocates Investment Management
Washington
$673K +$28.4K +1,409 +4%
FTUS
20
Flow Traders U.S.
New York
$559K +$26.1K +1,293 +5%
WCFA
21
Walkner Condon Financial Advisors
Wisconsin
$553K +$83.9K +4,156 +18%
WWMSC
22
Wagner Wealth Management (South Carolina)
South Carolina
$551K +$551K +27,290 New
NA
23
NewEdge Advisors
Louisiana
$533K +$108K +5,362 +25%
SWA
24
Stratos Wealth Advisors
Ohio
$522K +$142K +7,035 +37%
T
25
TRUADVICE
Florida
$518K +$156K +7,730 +43%

FUMB Hedge Fund Activity: Q1 2021 in Review

42 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Ultra Short Duration Municipal ETF (FUMB) for Q1 2021, worth a combined $63M — up 26% from $50M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FUMB and 3 opened new positions — a net loss of 5 holders — while 7 trimmed existing stakes and 27 added.

The largest buyer was LPL Financial, adding an estimated $3.94M. The largest seller was Jane Street, cutting an estimated $3.68M.

  • 42 institutional investors held First Trust Ultra Short Duration Municipal ETF (FUMB) as of Q1 2021, down from 47 in Q4 2020.
  • Funds reported $63M of First Trust Ultra Short Duration Municipal ETF stock for Q1 2021, up 26% quarter-over-quarter.
  • 3 funds opened new First Trust Ultra Short Duration Municipal ETF positions in Q1 2021 and 8 closed out, a net change of -5 holders.
  • The largest First Trust Ultra Short Duration Municipal ETF buyer in Q1 2021 was LPL Financial, an estimated $3.94M added.
  • The largest First Trust Ultra Short Duration Municipal ETF seller in Q1 2021 was Jane Street, an estimated $3.68M sold.

Based on aggregated 13F filings for Q1 2021.