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First Trust Ultra Short Duration Municipal ETF

77 hedge funds and large institutions have $182M invested in First Trust Ultra Short Duration Municipal ETF in 2022 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 30 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 7

100% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 15

27% more capital invested

Capital invested by funds: $143M → $182M (+$39M)

17% more funds holding

Funds holding: 6677 (+11)

3.37% more ownership

Funds ownership: 55.37%58.74% (+3.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
77
Holders Change
+11
Holders Change %
+16.67%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
18
Increased
30
Reduced
15
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$29.7M +$9.98M +500,359 +50%
Morgan Stanley
2
Morgan Stanley
New York
$29M +$189K +9,496 +0.7%
HighTower Advisors
3
HighTower Advisors
Illinois
$20.9M +$9.67M +484,528 +85%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$11.9M -$4.73M -236,958 -28%
APWM
5
Atlas Private Wealth Management
New York
$6.71M +$137K +6,846 +2%
PAG
6
Private Advisor Group
New Jersey
$6.48M +$2.93M +147,010 +82%
IWA
7
Inspirion Wealth Advisors
Illinois
$5.29M +$159K +7,960 +3%
NA
8
NewEdge Advisors
Louisiana
$5.16M +$4.6M +230,734 +782%
RJA
9
Raymond James & Associates
Florida
$5.14M -$415K -20,804 -7%
SAM
10
Strategy Asset Managers
California
$3.73M +$3.76M +188,376 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$3.71M -$2M -100,204 -35%
Osaic Holdings
12
Osaic Holdings
Arizona
$3.61M +$735K +36,852 +25%
EIA
13
Eldridge Investment Advisors
New Hampshire
$3.53M +$1.48M +73,974 +71%
KA
14
Kovack Advisors
Florida
$3.51M
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$3.25M -$103K -5,175 -3%
JWCA
16
J.W. Cole Advisors
Florida
$3.15M +$3.16M +158,659 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$2.67M +$449K +22,486 +20%
UBS Group
18
UBS Group
Switzerland
$2.56M +$2.58M +129,090 +86,638%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$2.37M +$347K +17,383 +17%
Jane Street
20
Jane Street
New York
$2.33M +$2.34M +117,448 New
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$1.99M -$274K -13,713 -12%
KAS
22
Kestra Advisory Services
Texas
$1.56M -$69.4K -3,479 -4%
MWM
23
Mattern Wealth Management
Kansas
$1.43M
KPWS
24
Kestra Private Wealth Services
Texas
$1.42M +$1.43M +71,796 New
AFP
25
Ausdal Financial Partners
Iowa
$1.2M +$169K +8,474 +16%

FUMB Hedge Fund Activity: Q3 2022 in Review

77 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Ultra Short Duration Municipal ETF (FUMB) for Q3 2022, worth a combined $182M — up 27% from $143M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FUMB positions and 7 closed out — a net gain of 11 holders — while 30 added to existing stakes and 15 trimmed.

The largest buyer was LPL Financial, adding an estimated $9.98M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $4.73M.

  • 77 institutional investors held First Trust Ultra Short Duration Municipal ETF (FUMB) as of Q3 2022, up from 66 in Q2 2022.
  • Funds reported $182M of First Trust Ultra Short Duration Municipal ETF stock for Q3 2022, up 27% quarter-over-quarter.
  • 18 funds opened new First Trust Ultra Short Duration Municipal ETF positions in Q3 2022 and 7 closed out, a net change of +11 holders.
  • The largest First Trust Ultra Short Duration Municipal ETF buyer in Q3 2022 was LPL Financial, an estimated $9.98M added.
  • The largest First Trust Ultra Short Duration Municipal ETF seller in Q3 2022 was Raymond James Financial Services Advisors, an estimated $4.73M sold.

Based on aggregated 13F filings for Q3 2022.