We are live on ! Find out more
FUMB icon

First Trust Ultra Short Duration Municipal ETF

88 hedge funds and large institutions have $192M invested in First Trust Ultra Short Duration Municipal ETF in 2023 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 26 increasing their positions, 32 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

5.61% more ownership

Funds ownership: 62%67.6% (+5.6%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 14

2% less funds holding

Funds holding: 9088 (-2)

7% less capital invested

Capital invested by funds: $208M → $192M (-$15.4M)

19% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 32

Holders
88
Holders Change
-2
Holders Change %
-2.22%
% of All Funds
1.38%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
14
Increased
26
Reduced
32
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$25.5M -$3.89M -194,757 -13%
Rockefeller Capital Management
2
Rockefeller Capital Management
New York
$22.7M +$22.4M +1,120,741 +7,562%
LPL Financial
3
LPL Financial
California
$19.2M -$6.27M -314,321 -25%
Jane Street
4
Jane Street
New York
$12M +$7.39M +370,339 +161%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$10.4M -$1.33M -66,737 -11%
NA
6
NewEdge Advisors
Louisiana
$8.99M +$26.7K +1,337 +0.3%
APWM
7
Atlas Private Wealth Management
New York
$7.53M +$359K +18,007 +5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$7.19M +$1.9M +95,367 +36%
Osaic Holdings
9
Osaic Holdings
Arizona
$6.98M +$422K +21,140 +6%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$4.86M -$826K -41,379 -15%
MFG
11
Mainsail Financial Group
Washington
$4.15M -$427K -21,401 -9%
NP
12
Nilsine Partners
Colorado
$3.75M -$139K -6,985 -4%
IWA
13
Inspirion Wealth Advisors
Illinois
$3.72M -$170K -8,510 -4%
UBS Group
14
UBS Group
Switzerland
$3.09M -$935K -46,826 -23%
JWCA
15
J.W. Cole Advisors
Florida
$2.85M -$255K -12,778 -8%
IWC
16
Integrated Wealth Concepts
Massachusetts
$2.74M +$40.1K +2,009 +1%
EIA
17
Eldridge Investment Advisors
New Hampshire
$2.48M -$1.14M -57,204 -32%
GIA
18
Gladstone Institutional Advisory
Florida
$2.4M +$6.37K +319 +0.3%
KAS
19
Kestra Advisory Services
Texas
$2.02M +$425K +21,304 +27%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$1.75M -$135K -6,759 -7%
PAG
21
Private Advisor Group
New Jersey
$1.74M -$179K -8,956 -9%
NW
22
Naviter Wealth
Arkansas
$1.73M +$1.73M +86,818 New
ATPW
23
Ashton Thomas Private Wealth
Arizona
$1.61M -$449K -22,477 -22%
MWM
24
Mattern Wealth Management
Kansas
$1.55M
JIR
25
James Investment Research
Ohio
$1.4M -$81.7K -4,094 -6%

FUMB Hedge Fund Activity: Q2 2023 in Review

88 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Ultra Short Duration Municipal ETF (FUMB) for Q2 2023, worth a combined $192M — down 7.4% from $208M a quarter earlier.

Fund positioning in FUMB was balanced in Q2 2023: 14 funds opened new positions, 14 closed out, 26 added to existing stakes and 32 trimmed.

The largest buyer was Rockefeller Capital Management, adding an estimated $22.4M. The largest seller was HighTower Advisors, cutting an estimated $20.1M.

  • 88 institutional investors held First Trust Ultra Short Duration Municipal ETF (FUMB) as of Q2 2023, down from 90 in Q1 2023.
  • Funds reported $192M of First Trust Ultra Short Duration Municipal ETF stock for Q2 2023, down 7.4% quarter-over-quarter.
  • 14 funds opened new First Trust Ultra Short Duration Municipal ETF positions in Q2 2023 and 14 closed out, a net change of 0 holders.
  • The largest First Trust Ultra Short Duration Municipal ETF buyer in Q2 2023 was Rockefeller Capital Management, an estimated $22.4M added.
  • The largest First Trust Ultra Short Duration Municipal ETF seller in Q2 2023 was HighTower Advisors, an estimated $20.1M sold.

Based on aggregated 13F filings for Q2 2023.