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First Trust Ultra Short Duration Municipal ETF

95 hedge funds and large institutions have $178M invested in First Trust Ultra Short Duration Municipal ETF in 2023 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 26 increasing their positions, 34 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 13

8.57% more ownership

Funds ownership: 67.71%76.28% (+8.6%)

6% more funds holding

Funds holding: 9095 (+5)

4% more capital invested

Capital invested by funds: $172M → $178M (+$6.27M)

24% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 34

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
95
Holders Change
+5
Holders Change %
+5.56%
% of All Funds
1.39%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
18
Increased
26
Reduced
34
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$48.5M +$24.3M +1,215,630 +101%
LPL Financial
2
LPL Financial
California
$16.2M -$2.39M -119,533 -13%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$10.5M +$782K +39,074 +8%
Rockefeller Capital Management
4
Rockefeller Capital Management
New York
$9.01M -$12.1M -605,384 -57%
NA
5
NewEdge Advisors
Louisiana
$8.22M -$742K -37,108 -8%
Osaic Holdings
6
Osaic Holdings
Arizona
$5.07M -$3.74M -186,732 -42%
UBS Group
7
UBS Group
Switzerland
$4.81M +$2.02M +101,190 +73%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.7M -$340K -16,978 -7%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$4.53M +$80.2K +4,010 +2%
MFG
10
Mainsail Financial Group
Washington
$4.22M -$33.3K -1,666 -0.8%
NP
11
Nilsine Partners
Colorado
$4.05M +$34.9K +1,746 +0.9%
IWA
12
Inspirion Wealth Advisors
Illinois
$3.56M -$100K -5,000 -3%
JWCA
13
J.W. Cole Advisors
Florida
$2.78M -$20.1K -1,007 -0.7%
IWC
14
Integrated Wealth Concepts
Massachusetts
$2.68M +$620 +31 +0%
KAS
15
Kestra Advisory Services
Texas
$2.46M -$35.9K -1,797 -1%
JP Morgan Chase
16
JP Morgan Chase
New York
$2.23M +$2.23M +111,368 New
NW
17
Naviter Wealth
Arkansas
$2.11M +$576K +28,801 +38%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$2.04M +$1.81M +90,704 +812%
MWM
19
Modern Wealth Management
Kansas
$1.98M +$1.97M +98,594 New
Jane Street
20
Jane Street
New York
$1.94M +$1.05M +52,552 +119%
PAG
21
Private Advisor Group
New Jersey
$1.93M +$188K +9,394 +11%
MWM
22
Mattern Wealth Management
Kansas
$1.61M +$49.8K +2,488 +3%
EIA
23
Eldridge Investment Advisors
New Hampshire
$1.44M -$925K -46,240 -39%
JIR
24
James Investment Research
Ohio
$1.26M -$140K -6,997 -10%
GA
25
GSG Advisors
New Jersey
$1.26M +$215K +10,748 +21%

FUMB Hedge Fund Activity: Q4 2023 in Review

95 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Ultra Short Duration Municipal ETF (FUMB) for Q4 2023, worth a combined $178M — up 3.6% from $172M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FUMB positions and 13 closed out — a net gain of 5 holders — while 26 added to existing stakes and 34 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $24.3M. The largest seller was Rockefeller Capital Management, cutting an estimated $12.1M.

  • 95 institutional investors held First Trust Ultra Short Duration Municipal ETF (FUMB) as of Q4 2023, up from 90 in Q3 2023.
  • Funds reported $178M of First Trust Ultra Short Duration Municipal ETF stock for Q4 2023, up 3.6% quarter-over-quarter.
  • 18 funds opened new First Trust Ultra Short Duration Municipal ETF positions in Q4 2023 and 13 closed out, a net change of +5 holders.
  • The largest First Trust Ultra Short Duration Municipal ETF buyer in Q4 2023 was Morgan Stanley, an estimated $24.3M added.
  • The largest First Trust Ultra Short Duration Municipal ETF seller in Q4 2023 was Rockefeller Capital Management, an estimated $12.1M sold.

Based on aggregated 13F filings for Q4 2023.